| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
6,183,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$0.805 - $0.805 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Mcnamee George C |
Chairman |
• • – |
2005-12-20 |
5 |
GD |
$0.00 |
$0 |
D/D |
10,476 |
1,519,929 |
|
- |
|
| Goldberg Alan P |
President & CEO |
• • – |
2005-12-19 |
5 |
GD |
$0.00 |
$0 |
D/D |
15,000 |
978,638 |
|
- |
|
| Kutey Paul W |
officerTitle |
• – – |
2005-12-15 |
4 |
B |
$6.56 |
$335 |
D/D |
51 |
10,240 |
2.66 |
- |
|
| Kutey Paul W |
Chief Financial Officer |
• – – |
2005-11-30 |
4 |
B |
$6.79 |
$333 |
D/D |
49 |
10,189 |
2.66 |
- |
|
| Kutey Paul W |
Chief Financial Officer |
• – – |
2005-11-15 |
4 |
B |
$6.62 |
$331 |
D/D |
50 |
10,140 |
2.66 |
- |
|
| Kutey Paul W |
officerTitle |
• – – |
2005-11-03 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
648 |
|
- |
|
| Kutey Paul W |
officerTitle |
• – – |
2005-11-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
10,090 |
|
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2005-08-08 |
4 |
B |
$6.23 |
$6,230 |
I/I |
1,000 |
1,000 |
1.99 |
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2005-08-08 |
4 |
B |
$6.12 |
$85,093 |
D/D |
13,800 |
54,124 |
2.74 |
- |
|
| Kutnick Dale |
Director |
– • – |
2005-06-06 |
4 |
B |
$5.98 |
$17,665 |
D/D |
2,951 |
37,564 |
2.39 |
- |
|
| Kutnick Dale |
Director |
– • – |
2005-06-03 |
4 |
B |
$5.90 |
$38,350 |
D/D |
6,500 |
34,613 |
2.39 |
- |
|
| Kutnick Dale |
Director |
– • – |
2005-06-02 |
4 |
B |
$5.83 |
$61,779 |
D/D |
10,549 |
28,113 |
2.39 |
- |
|
| Goldberg Alan P |
President & CEO |
• • – |
2005-05-27 |
4 |
B |
$5.19 |
$51,982 |
D/D |
10,000 |
993,638 |
2.81 |
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2005-05-27 |
4 |
B |
$5.19 |
$31,223 |
D/D |
6,000 |
40,324 |
2.74 |
- |
|
| Carlucci Carl P Phd |
Director |
– • – |
2005-05-25 |
4 |
B |
$5.00 |
$30,180 |
I/I |
6,000 |
24,101 |
2.1 |
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2005-05-25 |
4 |
B |
$5.11 |
$25,666 |
D/D |
5,000 |
34,324 |
2.74 |
- |
|
| Carlucci Carl P Phd |
Director |
– • – |
2005-05-24 |
4 |
B |
$5.00 |
$25,000 |
D/D |
5,000 |
18,101 |
2.39 |
- |
|
| Carlucci Carl P Phd |
Director |
– • – |
2005-05-24 |
4 |
B |
$4.98 |
$5,478 |
I/I |
1,100 |
13,101 |
2.1 |
- |
|
| Carlucci Carl P Phd |
Director |
– • – |
2005-05-23 |
4 |
B |
$4.86 |
$45,794 |
D/D |
9,200 |
12,001 |
2.39 |
- |
|
| Mcnamee George C |
Chairman |
• • • |
2005-05-23 |
4 |
B |
$4.92 |
$49,741 |
D/D |
10,000 |
1,530,405 |
3.23 |
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2005-05-23 |
4 |
B |
$4.98 |
$25,005 |
D/D |
5,000 |
29,324 |
2.74 |
- |
|
| Roth Arthur J |
Director |
– • – |
2005-05-20 |
4 |
B |
$5.49 |
$27,675 |
D/D |
5,000 |
30,000 |
2.39 |
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2005-03-16 |
4 |
B |
$9.16 |
$23,060 |
D/D |
2,500 |
24,324 |
2.74 |
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2005-03-08 |
4 |
B |
$9.20 |
$23,035 |
D/D |
2,500 |
18,595 |
2.74 |
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2005-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
3,229 |
21,824 |
|
- |
|
212 Records found
|
|
Page 5 of 9 |
|
|
