| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
6,183,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$0.805 - $0.805 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Jenkins Steven R |
Chief Financial Officer |
• – – |
2005-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
6,459 |
73,652 |
|
- |
|
| Goldberg Alan P |
President & CEO |
• • • |
2005-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
10,764 |
983,638 |
|
- |
|
| Mcnamee George C |
Chairman |
• • • |
2005-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
6,459 |
1,520,405 |
|
- |
|
| Jenkins Steven R |
Chief Financial Officer |
• – – |
2005-02-15 |
4 |
S |
$9.12 |
$35,723 |
D/D |
(3,917) |
67,193 |
|
- |
|
| Sheedy Thomas W Jr |
Executive Managing Director |
• – – |
2005-02-09 |
4 |
S |
$9.23 |
$81,178 |
D/D |
(8,795) |
79,411 |
|
- |
|
| Goldberg Alan P |
President & CEO |
• • • |
2004-12-31 |
5 |
GD |
$0.00 |
$0 |
D/D |
5,000 |
972,874 |
|
- |
|
| Mcnamee George C |
Chairman |
• • • |
2004-12-30 |
5 |
GD |
$0.00 |
$0 |
D/D |
55,000 |
1,513,946 |
|
- |
|
| Wink Stephen P |
General Counsel & Secretary |
• – – |
2004-12-23 |
5 |
GD |
$0.00 |
$0 |
D/D |
550 |
18,163 |
|
- |
|
| Goldberg Alan P |
President & CEO |
• • • |
2004-12-20 |
5 |
GD |
$0.00 |
$0 |
D/D |
30,000 |
977,874 |
|
- |
|
| Obrien Shannon P |
Director |
– • – |
2004-12-16 |
4 |
B |
$9.21 |
$1,980 |
D/D |
215 |
2,437 |
2.31 |
- |
|
| Mcnamee George C |
Chairman |
• • • |
2004-12-15 |
5 |
GD |
$0.00 |
$0 |
D/D |
6,600 |
1,568,946 |
|
- |
|
| Wink Stephen P |
General Counsel & Secretary |
• – – |
2004-12-15 |
5 |
GD |
$0.00 |
$0 |
D/D |
440 |
18,713 |
|
- |
|
| Obrien Shannon P |
Director |
– • – |
2004-12-15 |
4 |
B |
$9.12 |
$4,013 |
D/D |
440 |
2,222 |
2.31 |
- |
|
| Gravante Nicholas A Jr |
Director |
– • – |
2004-12-13 |
4/A |
B |
$8.99 |
$8,379 |
D/D |
932 |
40,134 |
2.39 |
- |
|
| Gravante Nicholas A Jr |
Director |
– • – |
2004-12-13 |
4 |
B |
$8.99 |
$8,379 |
D/D |
932 |
37,334 |
2.39 |
- |
|
| Gravante Nicholas A Jr |
Director |
– • – |
2004-12-10 |
4/A |
B |
$8.92 |
$36,409 |
D/D |
4,068 |
39,202 |
2.39 |
- |
|
| Gravante Nicholas A Jr |
Director |
– • – |
2004-12-10 |
4 |
B |
$8.92 |
$36,409 |
D/D |
4,068 |
36,402 |
2.39 |
- |
|
| Sheedy Thomas W Jr |
Executive Managing Director |
• • – |
2004-12-01 |
4 |
S |
$9.25 |
$92,502 |
D/D |
(10,000) |
88,206 |
|
- |
|
| Sheedy Thomas W Jr |
Executive Managing Director |
• • – |
2004-12-01 |
4 |
OE |
$5.06 |
$52,484 |
D/D |
10,000 |
98,206 |
|
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2004-12-01 |
4 |
B |
$9.33 |
$18,733 |
D/D |
2,000 |
16,095 |
2.74 |
- |
|
| Roth Arthur J |
Director |
– • – |
2004-11-17 |
4 |
B |
$9.00 |
$15,300 |
D/D |
1,700 |
25,000 |
2.39 |
- |
|
| Roth Arthur J |
Director |
– • – |
2004-11-16 |
4 |
B |
$9.00 |
$11,700 |
D/D |
1,300 |
23,300 |
2.39 |
- |
|
| Roth Arthur J |
Director |
– • – |
2004-11-12 |
4 |
B |
$8.99 |
$9,054 |
D/D |
1,000 |
22,000 |
2.39 |
- |
|
| Wink Stephen P |
General Counsel & Secretary |
• – – |
2004-11-08 |
5 |
GD |
$0.00 |
$0 |
D/D |
543 |
19,153 |
|
- |
|
| Roth Arthur J |
Director |
– • – |
2004-11-05 |
4 |
B |
$9.24 |
$9,249 |
D/D |
1,000 |
21,000 |
2.39 |
- |
|
212 Records found
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Page 6 of 9 |
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