| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
6,183,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$0.805 - $0.805 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Obrien Shannon P |
Director |
– • – |
2004-09-16 |
4 |
B |
$9.25 |
$7,955 |
D/D |
860 |
1,782 |
2.39 |
- |
|
| Roth Arthur J |
Director |
– • – |
2004-08-26 |
4 |
B |
$8.73 |
$12,284 |
D/D |
1,400 |
20,000 |
2.39 |
- |
|
| Roth Arthur J |
Director |
– • – |
2004-08-25 |
4 |
B |
$8.72 |
$13,952 |
D/D |
1,600 |
18,600 |
2.39 |
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2004-08-19 |
4 |
A |
$0.00 |
$0 |
D/D |
4,095 |
14,095 |
|
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2004-08-06 |
4 |
B |
$8.59 |
$34,799 |
D/D |
4,000 |
10,000 |
2.74 |
- |
|
| Roth Arthur J |
Director |
– • – |
2004-08-02 |
4 |
B |
$8.39 |
$50,390 |
D/D |
6,000 |
17,000 |
2.39 |
- |
|
| Gravante Nicholas A Jr |
Director |
– • – |
2004-08-02 |
4 |
B |
$8.39 |
$83,970 |
D/D |
10,000 |
35,334 |
2.39 |
- |
|
| Coburn J Scott |
Executive Managing DirectorOff |
• – – |
2004-06-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
71,485 |
|
- |
|
| Sheedy Thomas W Jr |
Executive Managing DirectorOff |
• – – |
2004-06-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
88,206 |
|
- |
|
| Gibbs Kenneth D |
Executive Managing DirectorOff |
• – – |
2004-06-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
86,619 |
|
- |
|
| Roth Arthur J |
Director |
– • – |
2004-06-15 |
4 |
B |
$10.30 |
$10,300 |
D/D |
1,000 |
11,000 |
2.39 |
- |
|
| Kutnick Dale |
Director |
– • – |
2004-06-14 |
4 |
B |
$10.16 |
$18,061 |
D/D |
1,764 |
17,564 |
2.39 |
- |
|
| Fox Gordon J |
Executive Managing Director |
• – – |
2004-05-26 |
4 |
B |
$9.96 |
$24,939 |
D/D |
2,500 |
6,000 |
2.74 |
- |
|
| Fine Robert M |
Executive Managing DirectorOff |
• – – |
2004-05-19 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
239,618 |
|
- |
|
| Mcnamee George C |
Chairman |
• • • |
2004-05-03 |
4 |
OE |
$5.68 |
$283,940 |
D/D |
50,000 |
1,575,546 |
|
- |
|
| Murphy Arthur T |
Executive Managing Director |
• • – |
2004-05-03 |
4 |
OE |
$8.00 |
$269,389 |
D/D |
31,123 |
326,602 |
|
- |
|
| Murphy Arthur T |
Executive Managing Director |
• • – |
2004-04-30 |
4 |
OE |
$5.96 |
$213,944 |
D/D |
35,919 |
295,479 |
|
- |
|
| Goldberg Alan P |
President & CEO |
• • • |
2004-04-30 |
4 |
D |
$12.50 |
$625,000 |
D/D |
(50,000) |
1,007,874 |
|
- |
|
| Gravante Nicholas A Jr |
Director |
– • – |
2004-04-29 |
4 |
OE |
$8.81 |
$2,943 |
D/D |
334 |
25,334 |
|
- |
|
| Fiederowicz Walter M |
Director |
– • – |
2004-04-29 |
4 |
B |
$14.71 |
$25,619 |
I/I |
1,732 |
12,000 |
2.1 |
- |
|
| Fiederowicz Walter M |
Director |
– • – |
2004-04-29 |
4 |
OE |
$8.81 |
$2,943 |
D/D |
334 |
5,160 |
|
- |
|
| Obrien Shannon P |
Director |
– • – |
2004-04-28 |
4 |
B |
$15.09 |
$13,913 |
D/D |
922 |
922 |
2.39 |
- |
|
| Fox Gordon J |
Executive Managing DirectorOff |
• – – |
2004-04-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,500 |
|
- |
|
| Mabbs Kenneth A |
Executive Managing Director |
• – – |
2004-03-29 |
4 |
B |
$11.16 |
$199,998 |
D/D |
17,921 |
183,718 |
2.74 |
- |
|
| Jenkins Steven R |
Chief Financial Officer |
• – – |
2004-03-29 |
4 |
B |
$11.16 |
$199,998 |
D/D |
17,921 |
69,604 |
2.74 |
- |
|
212 Records found
|
|
Page 7 of 9 |
|
|
