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|
Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
6,183,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$0.805 - $0.805 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Campbell Robert F |
Executive Managing Director |
|
2004-03-16 |
4 |
OE |
$8.00 |
$66,672 |
D/D |
8,334 |
123,745 |
|
- |
|
Mabbs Kenneth A |
Executive Managing Director |
|
2004-02-27 |
4 |
A |
$13.31 |
$6,003 |
D/D |
451 |
165,797 |
|
- |
|
Gillman Theodore J |
Executive Managing Director |
|
2004-02-27 |
4 |
A |
$13.31 |
$6,003 |
D/D |
451 |
32,627 |
|
- |
|
Wink Stephen P |
General Counsel & Secretary |
|
2004-02-13 |
4 |
A |
$13.31 |
$25,994 |
D/D |
1,953 |
19,696 |
|
- |
|
Murphy Arthur T |
Executive Managing Director |
|
2004-02-13 |
4 |
A |
$13.31 |
$6,003 |
D/D |
451 |
259,560 |
|
- |
|
Johnson Hugh A |
Senior Vice President |
|
2004-02-13 |
4 |
A |
$13.31 |
$6,003 |
D/D |
451 |
211,513 |
|
- |
|
Jenkins Steven R |
Chief Financial Officer |
|
2004-02-13 |
4 |
A |
$13.31 |
$6,003 |
D/D |
451 |
51,683 |
|
- |
|
Campbell Robert F |
Executive Managing Director |
|
2004-02-13 |
4 |
A |
$13.31 |
$6,003 |
D/D |
451 |
115,411 |
|
- |
|
Goldberg Alan P |
President & CEO |
|
2004-02-13 |
4 |
A |
$13.31 |
$25,994 |
D/D |
1,953 |
1,057,874 |
|
- |
|
Mcnamee George C |
Chairman |
|
2004-02-13 |
4 |
A |
$13.31 |
$25,994 |
D/D |
1,953 |
1,525,546 |
|
- |
|
Wink Stephen P |
General Counsel & Secretary |
|
2004-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
2,946 |
17,743 |
|
- |
|
Murphy Arthur T |
Executive Managing Director |
|
2004-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
15,380 |
259,109 |
|
- |
|
Jenkins Steven R |
Chief Financial Officer |
|
2004-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
7,854 |
51,232 |
|
- |
|
Campbell Robert F |
Executive Managing Director |
|
2004-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
19,471 |
114,960 |
|
- |
|
Goldberg Alan P |
President & CEO |
|
2004-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
13,090 |
1,055,921 |
|
- |
|
Mcnamee George C |
Chairman |
|
2004-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
7,854 |
1,523,593 |
|
- |
|
Jenkins Steven R |
Chief Financial Officer |
|
2003-12-31 |
4 |
GD |
$0.00 |
$0 |
D/D |
220 |
69,385 |
|
- |
|
Wink Stephen P |
Secretary & General Counsel |
|
2003-12-23 |
5 |
GD |
$0.00 |
$0 |
D/D |
450 |
14,797 |
|
- |
|
Murphy Arthur T |
Executive Managing Director |
|
2003-12-22 |
5 |
GD |
$0.00 |
$0 |
D/D |
5,000 |
243,729 |
|
- |
|
Goldberg Alan P |
President & CEO |
|
2003-12-16 |
5 |
GD |
$0.00 |
$0 |
D/D |
11,580 |
1,042,831 |
|
- |
|
Jenkins Steven R |
Chief Financial Officer |
|
2003-10-31 |
5 |
B |
$7.93 |
$10,618 |
D/D |
1,339 |
43,378 |
|
- |
|
Wink Stephen P |
Secretary & General Counsel |
|
2003-10-31 |
5 |
B |
$7.93 |
$9,992 |
D/D |
1,260 |
15,247 |
|
- |
|
Campbell Robert F |
Executive Managing Director |
|
2003-10-31 |
5 |
B |
$7.93 |
$8,247 |
D/D |
1,040 |
95,489 |
|
- |
|
Carlucci Carl P Phd |
Director |
|
2003-10-22 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,781 |
|
- |
|
Carlucci Carl P Phd |
Director |
|
2003-10-22 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,020 |
|
- |
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212 Records found
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Page 8 of 9 |
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