| |
| |
| Exchange: |
American Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
3,125,000 |
| Market
Cap: |
29.56(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$8.09 - $9.84 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Eagle Capital Growth Fund is registered as a diversified closed-end management investment company. As of Dec 31 2016, the Fund's investment portfolio totaled $29,629,642 and its assets totaled $29,687,743.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
5,133 |
5,133 |
23,103 |
45,358 |
| Total Buy Value |
$47,172 |
$47,172 |
$202,539 |
$389,878 |
| Total People Bought |
1 |
1 |
2 |
3 |
| Total Buy Transactions |
1 |
1 |
6 |
13 |
| Total Shares Sold |
5,000 |
5,000 |
300,271 |
305,271 |
| Total Sell Value |
$45,950 |
$45,950 |
$2,557,654 |
$2,600,604 |
| Total People Sold |
1 |
1 |
1 |
1 |
| Total Sell Transactions |
1 |
1 |
4 |
5 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Sims Luke E |
President & CEO |
• • – |
2018-07-09 |
4 |
S |
$7.97 |
$39,856 |
D/D |
(5,000) |
326,786 |
|
- |
|
| Sims Luke E |
President & CEO |
• • – |
2017-09-11 |
4 |
S |
$7.80 |
$39,000 |
D/D |
(5,000) |
318,717 |
|
- |
|
| Sims David C |
CFO, CCO, Secretary, Treasurer |
• • – |
2017-09-11 |
4 |
B |
$7.80 |
$40,365 |
D/D |
5,175 |
85,564 |
2.81 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2017-03-08 |
4 |
B |
$7.15 |
$40,479 |
D/D |
5,650 |
323,717 |
2.81 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2017-03-07 |
4 |
B |
$7.00 |
$39,432 |
D/D |
5,600 |
318,067 |
2.81 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2017-01-19 |
4 |
A |
$7.17 |
$9,680 |
D/D |
1,350 |
312,467 |
|
- |
|
| Holth Carl A |
Director |
– • – |
2016-12-28 |
5 |
A |
$7.57 |
$5,517 |
D/D |
729 |
5,364 |
|
- |
|
| Schmeltz Peggy L |
Director |
– • – |
2016-12-28 |
5 |
A |
$7.57 |
$34,909 |
D/D |
4,611 |
52,317 |
|
- |
|
| Sims David C |
CFO, CCO, Secretary, Treasurer |
• • – |
2016-12-28 |
5 |
A |
$7.57 |
$6,444 |
I/I |
851 |
6,227 |
|
- |
|
| Sims David C |
CFO, CCO, Secretary, Treasurer |
• • – |
2016-12-28 |
5 |
A |
$7.57 |
$477 |
D/D |
63 |
80,389 |
|
- |
|
| Zalenko Neal F. |
Director |
– • – |
2016-12-28 |
5 |
A |
$7.57 |
$4,591 |
D/D |
607 |
4,459 |
|
- |
|
| Sims Luke E |
President & CEO |
• • – |
2016-12-28 |
5 |
A |
$7.57 |
$35,686 |
D/D |
4,714 |
311,117 |
|
- |
|
| Sims David C |
CFO, CCO, Secretary, Treasurer |
• • – |
2016-10-06 |
4 |
B |
$7.94 |
$17,082 |
D/D |
2,150 |
80,326 |
2.81 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2016-07-21 |
4 |
B |
$7.94 |
$199 |
I/I |
25 |
480 |
2.58 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2016-07-20 |
4 |
B |
$7.99 |
$1,374 |
I/I |
172 |
455 |
2.58 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2016-07-20 |
4 |
S |
$7.99 |
$9,444 |
D/D |
(1,182) |
306,403 |
|
- |
|
| Sims David C |
CFO, CCO, Secretary, Treasurer |
• • – |
2016-07-20 |
4 |
B |
$7.98 |
$1,827 |
I/I |
229 |
5,415 |
2.58 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2016-07-19 |
4 |
S |
$7.98 |
$30,468 |
D/D |
(3,818) |
307,585 |
|
- |
|
| Sims David C |
CFO, CCO, Secretary, Treasurer |
• • – |
2016-07-19 |
4 |
B |
$7.98 |
$33,332 |
D/D |
4,177 |
78,176 |
2.81 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2016-07-14 |
4 |
B |
$7.80 |
$218 |
I/I |
28 |
283 |
2.58 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2016-07-05 |
4 |
B |
$7.78 |
$78 |
I/I |
10 |
255 |
2.58 |
- |
|
| Sims David C |
CFO, CCO, Secretary, Treasurer |
• • – |
2016-04-25 |
4 |
B |
$7.77 |
$9,011 |
D/D |
1,150 |
73,999 |
2.81 |
- |
|
| Sims David C |
CFO, CCO, Secretary, Treasurer |
• • – |
2016-04-21 |
4 |
B |
$7.76 |
$91,461 |
D/D |
11,550 |
72,849 |
2.81 |
- |
|
| Sims David C |
CFO, CCO, Secretary, Treasurer |
• • – |
2016-04-13 |
4 |
B |
$7.62 |
$2,057 |
D/D |
270 |
61,299 |
2.73 |
- |
|
| Sims Luke E |
President & CEO |
• • – |
2016-01-14 |
4 |
B |
$6.97 |
$9,758 |
D/D |
1,400 |
311,403 |
2.81 |
- |
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108 Records found
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Page 4 of 5 |
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