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Exchange: |
N/A |
Security
Type: |
N/A |
Shares
Out: |
32,980,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$ - $ |
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Level
I Sector: |
N/A |
Level
II Sector: |
N/A |
Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Guggenheim Active Allocation Fund is registered as a diversified, closed-end management investment company. The Fund's investment objective is to maximize total return through a combination of current income and capital appreciation.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
194 |
38,289 |
49,578 |
72,821 |
Total Buy Value |
$2,842 |
$536,558 |
$692,214 |
$1,015,018 |
Total People Bought |
1 |
2 |
3 |
4 |
Total Buy Transactions |
1 |
10 |
24 |
48 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Barnes Randall C |
TRUSTEE |
|
2023-04-28 |
4 |
B |
$14.08 |
$7,040 |
D/D |
500 |
17,390 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-04-28 |
4 |
B |
$14.03 |
$2,806 |
D/D |
200 |
8,297 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-04-06 |
4 |
B |
$14.18 |
$3,545 |
D/D |
250 |
8,029 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
|
2023-03-13 |
4 |
B |
$13.98 |
$3,425 |
D/D |
245 |
7,711 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-03-10 |
4 |
B |
$14.27 |
$22,975 |
D/D |
1,610 |
16,890 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-02-03 |
4 |
B |
$15.07 |
$2,848 |
D/D |
189 |
7,405 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-02-01 |
4 |
B |
$14.85 |
$22,869 |
D/D |
1,540 |
15,280 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-12-30 |
4 |
B |
$13.49 |
$22,191 |
D/D |
1,645 |
13,740 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2022-12-30 |
4 |
B |
$0.30 |
$3,349 |
D/D |
249 |
7,157 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-12-21 |
4 |
B |
$13.73 |
$32,952 |
D/D |
2,400 |
12,095 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-12-20 |
4 |
B |
$13.87 |
$28,156 |
D/D |
2,030 |
9,695 |
0.01 |
- |
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Brock-Kyle Angela |
TRUSTEE |
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2022-12-02 |
4 |
B |
$14.16 |
$5,000 |
D/D |
353 |
1,353 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-11-30 |
4 |
B |
$13.80 |
$21,528 |
D/D |
1,560 |
7,665 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-11-28 |
4 |
B |
$14.01 |
$40,069 |
D/D |
2,860 |
6,105 |
0.01 |
- |
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Nyberg Ronald |
TRUSTEE |
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2022-11-01 |
4 |
B |
$13.57 |
$10,856 |
D/D |
800 |
800 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-11-01 |
4 |
B |
$13.60 |
$21,284 |
D/D |
1,565 |
3,245 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-10-25 |
4 |
B |
$13.05 |
$3,524 |
D/D |
270 |
1,680 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2022-10-12 |
4 |
B |
$13.67 |
$15,672 |
D/D |
1,146 |
6,730 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2022-09-29 |
4 |
B |
$12.90 |
$12,902 |
D/D |
1,000 |
5,553 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2022-09-22 |
4 |
B |
$13.90 |
$13,900 |
D/D |
1,000 |
4,553 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-09-08 |
4 |
B |
$14.60 |
$3,504 |
D/D |
240 |
1,410 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-07-13 |
4 |
B |
$14.18 |
$2,411 |
D/D |
170 |
1,170 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-06-21 |
4 |
B |
$13.92 |
$3,828 |
D/D |
275 |
1,000 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2022-04-12 |
4 |
B |
$16.93 |
$12,274 |
D/D |
725 |
725 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2022-04-05 |
4 |
B |
$17.25 |
$1,898 |
D/D |
110 |
3,417 |
0.01 |
- |
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54 Records found
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Page 2 of 3 |
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