HFRO : Insider Transactions for Highland Floating Rate Opportunities Fund

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Highland Floating Rate Opportunities Fund (HFRO)

$6.52

0.07 (1.09%) as of 4:30 Mon 4/29

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Exchange:

N/A

Security Type:

Common

Shares Out:

71,790,000

Market Cap:

468.07(M)

Last Volume:

Avg Vol:

52 Week Range:

$6.11 - $9.3

Level I Sector:

N/A

Level II Sector:

N/A

Level III Sector:

N/A

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year

Company Profile Highland Income is a non-diversified, closed-end management investment company. The Fund's investment objective is to provide current income consistent with preservation of capital by investing in floating rate loans and other securities deemed to be floating rate investments; securities or other instruments secured by real estate including real estate investment trusts, preferred equity, securities convertible into equity securities and mezzanine debt; and other instruments, including secured and unsecured fixed-rate loans and corporate bonds, distressed securities, mezzanine securities, structured products, convertible and preferred securities, equities, and futures and options.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	767
Total Sell Value	$0	$0	$0	$8,598
Total People Sold	0	0	0	1
Total Sell Transactions	0	0	0	1
End Date	2024-01-28	2023-10-27	2023-04-28	2022-04-28

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Records found: 5

Page 1 of 1

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Froehlich Robert J

Director

• • –

2022-12-05

$11.21

$8,598

I/I

(767)

1,770

22%

Froehlich Robert J

Director

– • –

2020-10-13

$8.47

$5,904

I/I

697

1,212

2.1

25%

Froehlich Robert J

Director

– • –

2020-02-25

$12.89

$1,676

I/I

130

515

2.02

-37%

Norris Dustin

Secretary

• • –

2018-03-21

$16.02

$4,999

I/I

(312)

359

Ross James Bradley

See Remarks

• – –

2017-12-01

$15.34

$144,682

D/D

(9,431)

37,726

5 Records found	1	Page 1 of 1

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: