| |
| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
9,000,000 |
| Market
Cap: |
65.52(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.56 - $8.82 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Highland Global Allocation Fund (the Fund) is a closed-end management investment company. The Fund's investment objective is to provide long-term growth of capital and future income by investing in a portfolio of United States and foreign equity, debt and money market securities. Equity securities in which the Fund may invest include common stock, preferred stock, securities convertible into common stock, rights and warrants or securities or other instruments. The Fund may also invest in debt securities of any kind as well as senior loans to domestic or foreign corporations, partnerships and other entities.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
1,391 |
| Total Sell Value |
$0 |
$0 |
$0 |
$13,590 |
| Total People Sold |
0 |
0 |
0 |
1 |
| Total Sell Transactions |
0 |
0 |
0 |
1 |
| End Date |
2024-02-08 |
2023-11-07 |
2023-05-09 |
2022-05-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Froehlich Robert J |
Director |
• • – |
2022-12-05 |
4 |
S |
$9.77 |
$13,590 |
I/I |
(1,391) |
2,024 |
|
5% |
|
| Froehlich Robert J |
Director |
• • – |
2021-10-12 |
4 |
B |
$9.42 |
$9,411 |
I/I |
999 |
7,215 |
2.1 |
3% |
|
| Froehlich Robert J |
Director |
– • – |
2021-07-08 |
4 |
B |
$9.15 |
$39,876 |
I/I |
4,358 |
3,415 |
2.1 |
4% |
|
| Mitts Brian |
PEO, PFO & Assistant Treasurer |
• – – |
2021-02-17 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,262 |
|
24% |
|
| Froehlich Robert J |
Director |
– • – |
2020-10-13 |
4 |
B |
$6.05 |
$6,050 |
I/I |
1,000 |
2,616 |
2.1 |
23% |
|
| Froehlich Robert J |
Director |
– • – |
2020-02-25 |
4 |
B |
$9.03 |
$1,644 |
I/I |
182 |
1,616 |
2.02 |
-26% |
|
| Froehlich Robert J |
Director |
– • – |
2019-02-14 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,091 |
|
- |
|
| Norris Dustin |
SecretaryOfficer |
• • – |
2019-02-14 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
3,204 |
|
- |
|
| Post Robert Jason |
Chief Compliance OfficerOffice |
• – – |
2019-02-14 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,102 |
|
- |
|
| Parker Lee Blackwell Iii |
Executive Vice PresidentOffice |
• – – |
2019-02-14 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,903 |
|
- |
|
| Ward Bryan A |
Director |
– • – |
2019-02-14 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,699 |
|
- |
|
| Hui Timothy K |
Director |
– • – |
2019-02-14 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7,103 |
|
- |
|
12 Records found
|
1
|
Page 1 of 1 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
0.01 (0.14%) 
