| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
114,620,000 |
| Market
Cap: |
2.19(B) |
| Last
Volume: |
811,227 |
Avg
Vol: |
1,013,911 |
| 52
Week Range: |
$13.46 - $19.9 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Hercules Capital is a finance company focused on providing senior secured loans to venture capital-backed and institutional-backed companies in a variety of technology, life sciences and sustainable and renewable technology industries. Co.'s investments are focused in companies that are engaged in a variety of technology industry sub-sectors or are characterized by products or services that require technologies, including, but not limited to, computer software and hardware, networking systems, semiconductors, semiconductor capital equipment, information technology infrastructure or services, internet consumer and business services, telecommunications and telecommunications equipment.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
455 |
12,156 |
| Total Buy Value |
$0 |
$0 |
$6,247 |
$159,646 |
| Total People Bought |
0 |
0 |
1 |
3 |
| Total Buy Transactions |
0 |
0 |
1 |
6 |
| Total Shares Sold |
0 |
0 |
455 |
100,875 |
| Total Sell Value |
$0 |
$0 |
$6,243 |
$1,428,220 |
| Total People Sold |
0 |
0 |
1 |
2 |
| Total Sell Transactions |
0 |
0 |
1 |
3 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Fallon Thomas J |
Director |
• • – |
2020-11-06 |
4 |
A |
$11.40 |
$49,921 |
D/D |
4,379 |
49,736 |
|
- |
|
| Koenig Bradford C. |
Director |
• • – |
2020-11-06 |
4 |
A |
$11.40 |
$49,921 |
D/D |
4,379 |
19,745 |
|
- |
|
| Hoffman Joseph F |
Director |
• • – |
2020-11-06 |
4 |
A |
$11.40 |
$49,921 |
D/D |
4,379 |
37,124 |
|
- |
|
| Ho Doreen Woo |
Director |
• • – |
2020-11-06 |
4 |
A |
$11.40 |
$49,921 |
D/D |
4,379 |
21,569 |
|
- |
|
| Grace Melanie |
General Counsel & CCO |
• • – |
2020-10-31 |
4 |
D |
$11.20 |
$5,174 |
D/D |
(462) |
35,523 |
|
- |
|
| Grace Melanie |
General Counsel & CCO |
• • – |
2020-10-31 |
4 |
A |
$11.20 |
$15,210 |
D/D |
1,358 |
35,985 |
|
- |
|
| Grace Melanie |
General Counsel & CCO |
• • – |
2020-10-31 |
4 |
D |
$11.20 |
$15,210 |
D/D |
(1,358) |
54,250 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-10-31 |
4 |
D |
$11.20 |
$119,000 |
D/D |
(10,625) |
685,246 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-10-31 |
4 |
A |
$11.20 |
$268,307 |
D/D |
23,956 |
695,871 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-10-31 |
4 |
D |
$11.20 |
$268,307 |
D/D |
(23,956) |
419,661 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-10-17 |
4 |
D |
$11.63 |
$33,076 |
D/D |
(2,844) |
671,915 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-10-09 |
4 |
D |
$12.04 |
$2,926 |
D/D |
(243) |
443,617 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-10-09 |
4 |
D |
$12.04 |
$40,960 |
D/D |
(3,402) |
674,759 |
|
- |
|
| Grace Melanie |
General Counsel & CCO |
• • – |
2020-10-09 |
4 |
D |
$12.04 |
$409 |
D/D |
(34) |
55,608 |
|
- |
|
| Grace Melanie |
General Counsel & CCO |
• • – |
2020-10-09 |
4 |
D |
$12.04 |
$4,383 |
D/D |
(364) |
34,627 |
|
- |
|
| Meyer Seth H |
Chief Financial Officer |
• • – |
2020-09-14 |
4 |
D |
$11.68 |
$11,388 |
D/D |
(975) |
109,183 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-08-17 |
4/A |
D |
$11.48 |
$10,056 |
D/D |
(876) |
678,161 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-08-17 |
4/A |
A |
$11.48 |
$22,673 |
D/D |
1,975 |
679,037 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-08-17 |
4/A |
D |
$11.48 |
$22,673 |
D/D |
(1,975) |
439,740 |
|
- |
|
| Ho Doreen Woo |
Director |
• • – |
2020-08-17 |
4 |
A |
$11.93 |
$489 |
D/D |
41 |
17,190 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-08-17 |
4 |
D |
$11.48 |
$1,963 |
D/D |
(171) |
677,276 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-08-17 |
4 |
A |
$11.48 |
$4,420 |
D/D |
385 |
677,447 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-08-17 |
4 |
D |
$11.48 |
$4,420 |
D/D |
(385) |
441,330 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-08-17 |
4 |
D |
$11.48 |
$2,066 |
D/D |
(180) |
441,715 |
|
- |
|
| Bluestein Scott |
Chief Executive Officer |
• • – |
2020-08-17 |
4 |
A |
$11.48 |
$91,932 |
D/D |
8,008 |
441,895 |
|
- |
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1767 Records found
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Page 16 of 71 |
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