|
|
|
| 
|
|
|
My Recent Searches
|
|
|
|
|
|
|
|
|
Helios Total Return Fund Inc (HTR) |
|
|
$0.00 0.00 (0.00%) as of 4:30 Fri 2/14
|
|
Download |
|
|
| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
13,960,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$20.92 - $20.92 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Shipley Mark |
Advisers Portfolio Manager |
– – – |
2016-12-05 |
4 |
D |
$0.00 |
$0 |
D/D |
(312) |
0 |
|
- |
|
| Mcfarland Stuart A |
Director |
– • – |
2016-12-05 |
4 |
D |
$0.00 |
$0 |
D/D |
(3,128) |
0 |
|
- |
|
| Hyperion Brookfield Asset Management, Inc. |
Investment Adviser |
– – – |
2016-12-05 |
4 |
D |
$0.00 |
$0 |
D/D |
(4,647) |
0 |
|
- |
|
| Russell-Dowe Michelle Lyn |
Sub-Advisers Portfolio Mgr. |
– – – |
2016-12-05 |
4 |
D |
$0.00 |
$0 |
D/D |
(3,668) |
0 |
|
- |
|
| Salvatore Louis P |
Director |
– • – |
2016-12-05 |
4 |
D |
$0.00 |
$0 |
D/D |
(6,552) |
0 |
|
- |
|
| Shipley Mark |
|
– – – |
2016-09-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
303 |
|
- |
|
| Drake Rodman L |
Director |
– • – |
2014-06-05 |
4 |
B |
$24.53 |
$24,531 |
I/I |
1,000 |
7,322 |
2.1 |
- |
|
| Drake Rodman L |
Director |
– • – |
2014-04-17 |
4 |
S |
$24.23 |
$24,230 |
D/D |
(1,000) |
6,322 |
|
- |
|
| Drake Rodman L |
Director |
– • – |
2013-09-18 |
4 |
S |
$22.78 |
$41,004 |
D/D |
(1,800) |
7,322 |
|
- |
|
| Drake Rodman L |
Director |
– • – |
2012-12-19 |
4 |
S |
$23.46 |
$469 |
D/D |
(20) |
9,122 |
|
- |
|
| Hamilton Diana H |
Director |
– • – |
2012-11-20 |
4 |
B |
$23.74 |
$9,971 |
I/I |
420 |
840 |
2.1 |
- |
|
| Hamilton Diana H |
Director |
– • – |
2012-11-20 |
4 |
B |
$23.74 |
$9,971 |
D/D |
420 |
420 |
2.39 |
- |
|
| Salvatore Louis P |
Director |
– • – |
2012-10-29 |
4 |
B |
$21.50 |
$65,382 |
D/D |
3,041 |
6,552 |
2.39 |
- |
|
| Russell-Dowe Michelle Lyn |
Portfolio Manager |
– – – |
2012-10-26 |
4 |
B |
$21.50 |
$24,000 |
D/D |
1,081 |
2,737 |
2.44 |
- |
|
| Russell-Dowe Michelle Lyn |
Portfolio Manager |
– – – |
2012-10-26 |
4 |
B |
$21.50 |
$9,447 |
I/I |
431 |
931 |
0.01 |
- |
|
| Pires Steven M |
Treasurer |
• – – |
2012-10-16 |
4/A |
S |
$0.67 |
$17 |
D/D |
(25) |
0 |
|
- |
|
| Pires Steven M |
Treasurer |
• – – |
2012-10-16 |
4 |
S |
$0.67 |
$17 |
D/D |
(25) |
25 |
|
- |
|
| Salvatore Louis P |
Director |
– • – |
2012-10-12 |
4 |
S |
$0.73 |
$1 |
D/D |
(1) |
3,511 |
|
- |
|
| Russell-Dowe Michelle Lyn |
Vice President |
• – – |
2012-07-13 |
4 |
B |
$6.28 |
$12,556 |
I/I |
2,000 |
7,875 |
1.99 |
- |
|
| Russell-Dowe Michelle Lyn |
Vice President |
• – – |
2012-07-13 |
4 |
B |
$6.28 |
$21,984 |
D/D |
3,500 |
5,875 |
2.74 |
- |
|
| Mcfarland Stuart A |
Director |
– • – |
2011-10-26 |
4 |
S |
$5.97 |
$7,054 |
D/D |
(1,182) |
963 |
|
- |
|
| Mcfarland Stuart A |
Director |
– • – |
2011-10-26 |
4 |
S |
$6.06 |
$5,070 |
D/D |
(837) |
613 |
|
- |
|
| Mcfarland Stuart A |
Director |
– • – |
2008-10-07 |
4 |
B |
$4.67 |
$4,530 |
D/D |
970 |
2,145 |
2.31 |
- |
|
| Drake Rodman L |
Director |
– • – |
2008-09-30 |
4 |
B |
$4.56 |
$9,120 |
I/I |
2,000 |
20,150 |
2.1 |
- |
|
| Drake Rodman L |
Director |
– • – |
2008-09-29 |
4 |
B |
$4.86 |
$9,720 |
I/I |
2,000 |
18,150 |
2.1 |
- |
|
68 Records found
|
|
Page 1 of 3 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
