|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
254,150,000 |
Market
Cap: |
N/A |
Last
Volume: |
31,041,022 |
Avg
Vol: |
14,333,228 |
52
Week Range: |
$21.72 - $21.72 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
|
S&P 400 MIDCAP |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Joyal Robert Eugene |
Director |
|
2012-12-31 |
4 |
A |
$18.57 |
$2,526 |
D/D |
136 |
54,318 |
|
- |
|
Dooley Richard G |
Director |
|
2012-12-31 |
4 |
A |
$18.57 |
$14,837 |
D/D |
799 |
466,640 |
|
- |
|
Campbell W Patrick |
Director |
|
2012-12-31 |
4 |
A |
$18.57 |
$3,250 |
D/D |
175 |
111,497 |
|
- |
|
Handler Richard B |
Chairman and CEO |
|
2012-12-28 |
4 |
GA |
$0.00 |
$0 |
I/I |
554,739 |
554,739 |
|
- |
|
Handler Richard B |
Chairman and CEO |
|
2012-12-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
554,739 |
14,748,739 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2012-12-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
200,000 |
7,466,756 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2012-12-26 |
4 |
GA |
$0.00 |
$0 |
I/I |
60,000 |
60,000 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2012-12-26 |
4 |
GD |
$0.00 |
$0 |
D/D |
60,000 |
7,666,756 |
|
- |
|
Campbell W Patrick |
Director |
|
2012-12-26 |
4 |
GA |
$0.00 |
$0 |
I/I |
63,957 |
63,957 |
|
- |
|
Campbell W Patrick |
Director |
|
2012-12-26 |
4 |
GD |
$0.00 |
$0 |
D/D |
63,957 |
111,322 |
|
- |
|
Handler Richard B |
Chairman and CEO |
|
2012-11-20 |
4 |
GD |
$0.00 |
$0 |
D/D |
40 |
14,746,326 |
|
- |
|
Broadbent Peregrine C |
Exec. VP and CFO |
|
2012-11-19 |
4 |
D |
$16.10 |
$2,253,549 |
D/D |
(139,972) |
206,979 |
|
- |
|
O Kane Michael T |
Director |
|
2012-11-15 |
4 |
A |
$15.76 |
$2,553 |
D/D |
162 |
39,256 |
|
- |
|
Cumming Ian M |
Director |
|
2012-11-15 |
4 |
A |
$15.76 |
$1,529 |
D/D |
97 |
25,988 |
|
- |
|
Handler Richard B |
Chairman and CEO |
|
2012-11-15 |
4 |
A |
$15.76 |
$681,462 |
D/D |
43,240 |
14,746,366 |
|
- |
|
Joyal Robert Eugene |
Director |
|
2012-11-15 |
4 |
A |
$15.76 |
$2,506 |
D/D |
159 |
54,182 |
|
- |
|
Dooley Richard G |
Director |
|
2012-11-15 |
4 |
A |
$15.76 |
$33,427 |
D/D |
2,121 |
465,841 |
|
- |
|
Broadbent Peregrine C |
Exec. VP and CFO |
|
2012-11-15 |
4 |
A |
$15.76 |
$21,229 |
D/D |
1,347 |
346,951 |
|
- |
|
Campbell W Patrick |
Director |
|
2012-11-15 |
4 |
A |
$15.76 |
$3,231 |
D/D |
205 |
111,322 |
|
- |
|
Sharp Michael J. |
Exec. VP, GC and Secretary |
|
2012-11-15 |
4 |
A |
$15.76 |
$1,655 |
D/D |
105 |
22,245 |
|
- |
|
Friedman Brian P |
Chairman Executive Committee |
|
2012-11-15 |
4 |
A |
$15.76 |
$172,273 |
D/D |
10,931 |
7,665,062 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2012-09-19 |
4 |
A |
$15.66 |
$38,999,993 |
D/D |
2,490,421 |
7,654,131 |
|
- |
|
Handler Richard B |
Chairman and CEO |
|
2012-09-19 |
4 |
A |
$15.66 |
$38,999,993 |
D/D |
2,490,421 |
14,703,125 |
|
- |
|
Cumming Ian M |
Director |
|
2012-08-15 |
4 |
A |
$13.37 |
$1,522 |
D/D |
114 |
25,891 |
|
- |
|
Sharp Michael J. |
Exec. VP, GC and Secretary |
|
2012-08-15 |
4 |
A |
$13.37 |
$1,658 |
D/D |
124 |
22,140 |
|
- |
|
686 Records found
|
|
Page 2 of 28 |
|
|