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|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
254,150,000 |
Market
Cap: |
N/A |
Last
Volume: |
31,041,022 |
Avg
Vol: |
14,333,228 |
52
Week Range: |
$21.72 - $21.72 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
|
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
|
S&P 400 MIDCAP |
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Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Sharp Michael J. |
EVP, Secretary and GC |
|
2012-02-15 |
4 |
A |
$15.29 |
$1,621 |
D/D |
106 |
21,897 |
|
- |
|
Broadbent Peregrine C |
CFO |
|
2012-02-15 |
4 |
A |
$15.29 |
$20,886 |
D/D |
1,366 |
347,924 |
|
- |
|
Handler Richard B |
Chairman, CEO |
|
2012-02-15 |
4 |
A |
$15.29 |
$670,726 |
D/D |
43,867 |
11,997,126 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2012-02-15 |
4 |
D |
$15.33 |
$1,122,401 |
D/D |
(73,216) |
5,051,556 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2012-02-15 |
4 |
A |
$15.29 |
$169,551 |
D/D |
11,089 |
5,124,772 |
|
- |
|
Broadbent Peregrine C |
CFO |
|
2012-01-31 |
4 |
D |
$15.50 |
$168,935 |
D/D |
(10,899) |
346,558 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committe |
|
2012-01-30 |
4 |
D |
$15.81 |
$173,135 |
D/D |
(10,951) |
5,113,683 |
|
- |
|
Hendrickson Charles J |
Treasurer |
|
2011-11-29 |
4 |
A |
$10.75 |
$82,496 |
D/D |
7,674 |
52,898 |
|
- |
|
Cumming Ian M |
Director |
|
2011-11-15 |
4 |
A |
$11.02 |
$1,009 |
D/D |
92 |
19,028 |
|
- |
|
Broadbent Peregrine C |
EVP and CFO |
|
2011-11-15 |
4 |
A |
$11.02 |
$20,751 |
D/D |
1,883 |
355,574 |
|
- |
|
Hendrickson Charles J |
Treasurer |
|
2011-11-15 |
4 |
A |
$11.02 |
$782 |
D/D |
71 |
45,224 |
|
- |
|
Sharp Michael J. |
EVP, Secretary and GC |
|
2011-11-15 |
4 |
A |
$11.02 |
$1,620 |
D/D |
147 |
21,791 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2011-11-15 |
4 |
A |
$11.02 |
$181,169 |
D/D |
16,440 |
5,124,635 |
|
- |
|
Handler Richard B |
Chairman and CEO |
|
2011-11-15 |
4 |
A |
$11.02 |
$674,766 |
D/D |
61,231 |
11,953,260 |
|
- |
|
Joyal Robert Eugene |
Director |
|
2011-11-15 |
4 |
A |
$11.02 |
$1,962 |
D/D |
178 |
46,955 |
|
- |
|
O Kane Michael T |
Director |
|
2011-11-15 |
4 |
A |
$11.02 |
$2,017 |
D/D |
183 |
27,016 |
|
- |
|
Campbell W Patrick |
Director |
|
2011-11-15 |
4 |
A |
$11.02 |
$2,667 |
D/D |
242 |
103,451 |
|
- |
|
Steinberg Joseph S |
Director |
|
2011-11-04 |
4 |
B |
$11.35 |
$5,673,900 |
I/I |
500,000 |
58,006,024 |
2.1 |
- |
|
Bei Jeffvest, Llc |
10% Owner |
|
2011-11-04 |
4 |
B |
$11.35 |
$5,673,900 |
I/I |
500,000 |
58,006,024 |
1.5 |
- |
|
Steinberg Joseph S |
Director |
|
2011-11-03 |
4 |
B |
$11.84 |
$11,843,900 |
I/I |
1,000,000 |
57,506,024 |
2.1 |
- |
|
Cumming Ian M |
Director |
|
2011-11-03 |
4 |
B |
$11.84 |
$11,843,900 |
I/I |
1,000,000 |
57,506,024 |
2.1 |
- |
|
Bei Jeffvest, Llc |
10% Owner |
|
2011-11-03 |
4 |
B |
$11.84 |
$11,843,900 |
I/I |
1,000,000 |
57,506,024 |
1.5 |
- |
|
Steinberg Joseph S |
Director |
|
2011-09-22 |
4 |
B |
$12.58 |
$25,160,000 |
I/I |
2,000,000 |
56,506,024 |
2.1 |
- |
|
Cumming Ian M |
Director |
|
2011-09-22 |
4 |
B |
$12.58 |
$25,160,000 |
I/I |
2,000,000 |
56,506,024 |
2.1 |
- |
|
Bei Jeffvest, Llc |
10% Owner |
|
2011-09-22 |
4 |
B |
$12.58 |
$25,160,000 |
I/I |
2,000,000 |
56,506,024 |
1.5 |
- |
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686 Records found
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Page 4 of 28 |
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