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|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
254,150,000 |
Market
Cap: |
N/A |
Last
Volume: |
31,041,022 |
Avg
Vol: |
14,333,228 |
52
Week Range: |
$21.72 - $21.72 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
|
S&P 400 MIDCAP |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Handler Richard B |
Chairman and CEO |
|
2011-09-22 |
4 |
S |
$12.58 |
$25,160,000 |
D/D |
(2,000,000) |
11,892,029 |
|
- |
|
Cumming Ian M |
Director |
|
2011-08-15 |
4 |
A |
$16.56 |
$1,005 |
D/D |
61 |
18,936 |
|
- |
|
Broadbent Peregrine C |
CFO and EVP |
|
2011-08-15 |
4 |
A |
$16.56 |
$20,652 |
D/D |
1,247 |
353,692 |
|
- |
|
Hendrickson Charles J |
Treasurer |
|
2011-08-15 |
4 |
A |
$16.56 |
$2,641 |
D/D |
160 |
45,153 |
|
- |
|
Friedman Brian P |
Chairman Executive Committee |
|
2011-08-15 |
4 |
A |
$16.56 |
$180,355 |
D/D |
10,891 |
5,108,195 |
|
- |
|
Sharp Michael J. |
GC, EVP and Secretary |
|
2011-08-15 |
4 |
A |
$16.56 |
$1,616 |
D/D |
98 |
21,644 |
|
- |
|
Handler Richard B |
Chairman, CEO |
|
2011-08-15 |
4 |
A |
$16.56 |
$757,537 |
D/D |
45,745 |
13,892,029 |
|
- |
|
O Kane Michael T |
Director |
|
2011-08-15 |
4 |
A |
$16.56 |
$2,004 |
D/D |
121 |
26,833 |
|
- |
|
Joyal Robert Eugene |
Director |
|
2011-08-15 |
4 |
A |
$16.56 |
$1,954 |
D/D |
118 |
46,777 |
|
- |
|
Dooley Richard G |
Director |
|
2011-08-15 |
4 |
A |
$16.56 |
$32,044 |
D/D |
1,935 |
447,236 |
|
- |
|
Campbell W Patrick |
Director |
|
2011-08-15 |
4 |
A |
$16.56 |
$2,650 |
D/D |
160 |
103,209 |
|
- |
|
Campbell W Patrick |
Director |
|
2011-06-02 |
4 |
D |
$21.30 |
$43,953 |
D/D |
(2,064) |
103,049 |
|
- |
|
Campbell W Patrick |
Director |
|
2011-06-02 |
4 |
OE |
$8.03 |
$43,945 |
D/D |
5,476 |
105,113 |
|
- |
|
Broadbent Peregrine C |
CFO |
|
2011-05-16 |
4 |
A |
$22.66 |
$20,584 |
D/D |
908 |
352,445 |
|
- |
|
Hendrickson Charles J |
Treasurer |
|
2011-05-16 |
4 |
A |
$22.66 |
$2,633 |
D/D |
116 |
44,994 |
|
- |
|
Sharp Michael J. |
EVP, GC and Secretary |
|
2011-05-16 |
4 |
A |
$22.66 |
$1,611 |
D/D |
71 |
21,546 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2011-05-16 |
4 |
A |
$22.66 |
$179,739 |
D/D |
7,932 |
5,097,304 |
|
- |
|
Handler Richard B |
Chairman and CEO |
|
2011-05-16 |
4 |
A |
$22.66 |
$773,227 |
D/D |
34,123 |
13,847,088 |
|
- |
|
O Kane Michael T |
Director |
|
2011-05-16 |
4 |
A |
$22.66 |
$1,680 |
D/D |
74 |
26,712 |
|
- |
|
Joyal Robert Eugene |
Director |
|
2011-05-16 |
4 |
A |
$22.66 |
$1,631 |
D/D |
72 |
46,659 |
|
- |
|
Dooley Richard G |
Director |
|
2011-05-16 |
4 |
A |
$22.66 |
$31,566 |
D/D |
1,393 |
445,301 |
|
- |
|
Campbell W Patrick |
Director |
|
2011-05-16 |
4 |
A |
$22.66 |
$2,645 |
D/D |
117 |
99,637 |
|
- |
|
Cumming Ian M |
Director |
|
2011-05-16 |
4 |
A |
$22.66 |
$684 |
D/D |
30 |
18,876 |
|
- |
|
Steinberg Joseph S |
Director |
|
2011-05-09 |
4 |
A |
$23.56 |
$99,989 |
D/D |
4,244 |
18,729 |
|
- |
|
Cumming Ian M |
Director |
|
2011-05-09 |
4 |
A |
$23.56 |
$99,989 |
D/D |
4,244 |
18,845 |
|
- |
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686 Records found
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Page 5 of 28 |
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