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|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
254,150,000 |
Market
Cap: |
N/A |
Last
Volume: |
31,041,022 |
Avg
Vol: |
14,333,228 |
52
Week Range: |
$21.72 - $21.72 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
|
S&P 400 MIDCAP |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Hendrickson Charles J |
Treasurer |
|
2010-08-16 |
4 |
A |
$23.34 |
$2,294 |
D/D |
98 |
40,463 |
|
- |
|
Feller Lloyd H |
Exec. VP, GC and Secretary |
|
2010-08-16 |
4 |
A |
$23.34 |
$2,988 |
D/D |
128 |
157,989 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2010-08-16 |
4 |
A |
$23.34 |
$176,264 |
D/D |
7,552 |
5,075,307 |
|
- |
|
Dooley Richard G |
Director |
|
2010-06-30 |
4/A |
A |
$21.08 |
$30,926 |
D/D |
1,467 |
431,873 |
|
- |
|
Dooley Richard G |
Director |
|
2010-06-30 |
4 |
A |
$28.01 |
$39,735 |
D/D |
1,419 |
431,825 |
|
- |
|
Cumming Ian M |
Director |
|
2010-06-30 |
4 |
A |
$21.08 |
$379 |
D/D |
18 |
14,519 |
|
- |
|
Broadbent Peregrine C |
CFO and EVP |
|
2010-06-30 |
4 |
A |
$21.08 |
$20,325 |
D/D |
964 |
345,995 |
|
- |
|
Hendrickson Charles J |
Treasurer |
|
2010-06-30 |
4 |
A |
$21.08 |
$2,286 |
D/D |
108 |
40,365 |
|
- |
|
Feller Lloyd H |
GC, EVP and Secretary |
|
2010-06-30 |
4 |
A |
$21.08 |
$2,987 |
D/D |
142 |
157,860 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2010-06-30 |
4 |
A |
$21.08 |
$177,494 |
D/D |
8,420 |
5,067,755 |
|
- |
|
Handler Richard B |
Chairman and CEO |
|
2010-06-30 |
4 |
A |
$21.08 |
$767,544 |
D/D |
36,411 |
13,719,314 |
|
- |
|
O Kane Michael T |
Director |
|
2010-06-30 |
4 |
A |
$21.08 |
$1,361 |
D/D |
65 |
18,217 |
|
- |
|
Joyal Robert Eugene |
Director |
|
2010-06-30 |
4 |
A |
$21.08 |
$1,313 |
D/D |
62 |
38,173 |
|
- |
|
Campbell W Patrick |
Director |
|
2010-06-30 |
4 |
A |
$21.08 |
$2,612 |
D/D |
124 |
90,983 |
|
- |
|
Cumming Ian M |
Director |
|
2010-05-17 |
4 |
A |
$25.16 |
$99,986 |
D/D |
3,974 |
14,501 |
|
- |
|
Steinberg Joseph S |
Director |
|
2010-05-17 |
4 |
A |
$25.16 |
$99,986 |
D/D |
3,974 |
14,485 |
|
- |
|
O Kane Michael T |
Director |
|
2010-05-17 |
4 |
A |
$25.16 |
$99,986 |
D/D |
3,974 |
22,127 |
|
- |
|
Joyal Robert Eugene |
Director |
|
2010-05-17 |
4 |
A |
$25.16 |
$99,986 |
D/D |
3,974 |
42,084 |
|
- |
|
Dooley Richard G |
Director |
|
2010-05-17 |
4 |
A |
$25.16 |
$99,986 |
D/D |
3,974 |
434,380 |
|
- |
|
Campbell W Patrick |
Director |
|
2010-05-17 |
4 |
A |
$25.16 |
$99,986 |
D/D |
3,974 |
94,833 |
|
- |
|
Handler Richard B |
CEO |
|
2010-03-31 |
4/A |
A |
$21.42 |
$19,766 |
D/D |
923 |
13,651,414 |
|
- |
|
Cumming Ian M |
Director |
|
2010-03-31 |
4 |
A |
$23.67 |
$377 |
D/D |
16 |
10,527 |
|
- |
|
Friedman Brian P |
Chairman, Executive Committee |
|
2010-03-31 |
4 |
A |
$21.42 |
$200,872 |
D/D |
8,494 |
5,059,257 |
|
- |
|
Dooley Richard G |
Director |
|
2010-03-31 |
4 |
A |
$23.67 |
$30,828 |
D/D |
1,302 |
430,406 |
|
- |
|
Broadbent Peregrine C |
Exec. VP and CFO |
|
2010-03-31 |
4 |
A |
$23.67 |
$20,261 |
D/D |
856 |
345,031 |
|
- |
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686 Records found
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Page 8 of 28 |
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