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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
9,000,000 |
Market
Cap: |
N/A |
Last
Volume: |
16,118 |
Avg
Vol: |
16,073 |
52
Week Range: |
$19.99 - $19.99 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-08 |
2023-11-07 |
2023-05-09 |
2022-05-09 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Opportunity Income Plus Lp |
10% Owner |
|
2017-09-15 |
4 |
B |
$4.86 |
$109,484 |
D/D |
22,517 |
782,948 |
2.45 |
- |
|
Samuels Steven |
10% Owner |
|
2017-09-15 |
4 |
B |
$4.86 |
$109,484 |
I/I |
22,517 |
845,368 |
1.5 |
- |
|
Opportunity Income Plus Lp |
10% Owner |
|
2017-09-01 |
4 |
D |
$0.00 |
$0 |
D/D |
(22,517) |
0 |
|
- |
|
Samuels Steven |
10% Owner |
|
2017-09-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(22,517) |
822,851 |
|
- |
|
Cromer The Rt. Hon. The Earl Of |
Director |
|
2017-07-14 |
4 |
D |
$0.00 |
$0 |
D/D |
(7,160) |
0 |
|
- |
|
Reid Julian |
Director |
|
2017-07-12 |
4 |
D |
$0.00 |
$0 |
D/D |
(632) |
0 |
|
- |
|
Opportunity Income Plus Lp |
10% Owner |
|
2017-06-09 |
4 |
B |
$19.82 |
$148,650 |
D/D |
7,500 |
61,349 |
2.45 |
- |
|
Samuels Steven |
10% Owner |
|
2017-06-09 |
4 |
B |
$19.82 |
$148,650 |
I/I |
7,500 |
845,368 |
1.5 |
- |
|
Opportunity Income Plus Lp |
10% Owner |
|
2017-06-01 |
4 |
B |
$19.69 |
$492,250 |
D/D |
25,000 |
761,501 |
2.45 |
- |
|
Samuels Steven |
10% Owner |
|
2017-06-01 |
4 |
B |
$19.69 |
$492,250 |
I/I |
25,000 |
837,868 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-05-26 |
4 |
B |
$19.67 |
$983,500 |
I/I |
50,000 |
812,868 |
1.5 |
- |
|
Opportunity Income Plus Lp |
10% Owner |
|
2017-05-25 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
812,867 |
|
- |
|
Samuels Steven |
10% Owner |
|
2017-05-24 |
4 |
B |
$19.60 |
$195,982 |
I/I |
10,000 |
762,868 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-05-23 |
4 |
B |
$19.62 |
$392,398 |
I/I |
20,000 |
752,868 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-05-22 |
4 |
B |
$19.74 |
$394,812 |
I/I |
20,000 |
732,868 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-05-17 |
4 |
B |
$19.66 |
$41,286 |
I/I |
2,100 |
712,868 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-05-15 |
4 |
B |
$19.66 |
$196,556 |
I/I |
10,000 |
710,768 |
1.5 |
- |
|
Cromer The Rt. Hon. The Earl Of |
* Former Director |
|
2017-05-12 |
4/A |
S |
$19.55 |
$140,012 |
D/D |
(7,160) |
0 |
|
- |
|
Samuels Steven |
10% Owner |
|
2017-05-11 |
4 |
B |
$19.42 |
$418,833 |
I/I |
21,572 |
700,768 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-05-08 |
4 |
B |
$19.01 |
$237,625 |
I/I |
12,500 |
679,196 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-04-27 |
4 |
B |
$19.05 |
$190,500 |
I/I |
10,000 |
666,696 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-04-24 |
4 |
B |
$18.63 |
$186,300 |
I/I |
10,000 |
656,696 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-04-18 |
4 |
B |
$18.24 |
$364,720 |
I/I |
20,000 |
646,696 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-04-17 |
4 |
B |
$18.46 |
$182,385 |
I/I |
9,880 |
626,696 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-04-12 |
4 |
B |
$18.45 |
$184,500 |
I/I |
10,000 |
616,816 |
1.5 |
- |
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36 Records found
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Page 1 of 2 |
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