| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
56,454,000 |
| Market
Cap: |
491.71(M) |
| Last
Volume: |
533,225 |
Avg
Vol: |
357,468 |
| 52
Week Range: |
$7.65 - $8.8 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 7.2 |
| Insider 6 Months : 9.9 |
| Insider 3/6 Months : 17.5 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Nuveen Floating Rate Income Fund is registered as a diversified closed-end management investment company. The Fund's investment objective is to achieve a high level of current income. The Fund invests at least 80% of its managed assets in adjustable rate loans, primarily secured senior loans.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
12,444 |
41,444 |
43,644 |
43,644 |
| Total Buy Value |
$107,888 |
$344,531 |
$362,547 |
$362,547 |
| Total People Bought |
1 |
2 |
3 |
3 |
| Total Buy Transactions |
2 |
3 |
4 |
4 |
| Total Shares Sold |
0 |
0 |
90,909 |
90,909 |
| Total Sell Value |
$0 |
$0 |
$731,005 |
$731,005 |
| Total People Sold |
0 |
0 |
2 |
2 |
| Total Sell Transactions |
0 |
0 |
4 |
4 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Weinstein Boaz |
10% Owner |
– – • |
2021-04-12 |
4 |
S |
$9.72 |
$264,180 |
I/I |
(27,179) |
6,301,239 |
|
-2% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2021-04-09 |
4 |
S |
$9.74 |
$1,899,203 |
I/I |
(194,990) |
6,328,418 |
|
-2% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2021-04-08 |
4 |
S |
$9.77 |
$1,583,101 |
I/I |
(162,037) |
6,523,408 |
|
-2% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2021-03-08 |
4 |
B |
$9.42 |
$65,974 |
D/D |
7,000 |
22,000 |
2.44 |
3% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2021-03-01 |
4 |
B |
$9.42 |
$65,974 |
D/D |
7,000 |
15,000 |
2.44 |
6% |
|
| Knights Of Columbus |
10% Owner |
– – • |
2020-11-09 |
4 |
S |
$100.00 |
$2,147,483,647 |
D/D |
(37,091,000) |
13,909,000 |
|
-15% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-10-02 |
4 |
B |
$8.33 |
$29,988 |
I/I |
3,600 |
6,685,445 |
1.5 |
11% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-09-30 |
4 |
B |
$8.34 |
$456,440 |
I/I |
54,729 |
6,681,845 |
1.5 |
14% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-09-29 |
4 |
B |
$8.30 |
$2,904,593 |
I/I |
349,951 |
6,627,116 |
1.5 |
14% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-09-28 |
4 |
B |
$8.30 |
$214,489 |
I/I |
25,842 |
6,277,165 |
1.5 |
13% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-09-25 |
4 |
B |
$8.27 |
$1,147,661 |
I/I |
138,774 |
6,251,323 |
1.5 |
15% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-09-24 |
4 |
B |
$8.30 |
$498,872 |
I/I |
60,105 |
6,112,549 |
1.5 |
13% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-09-23 |
4 |
B |
$8.33 |
$1,711,498 |
I/I |
205,462 |
6,052,444 |
1.5 |
14% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-09-22 |
4 |
B |
$8.37 |
$802,742 |
I/I |
95,907 |
5,846,982 |
1.5 |
12% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-09-08 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
5,751,075 |
|
11% |
|
| Moschner Albin F |
Trustee |
• • – |
2020-06-11 |
4 |
B |
$7.87 |
$23,610 |
D/D |
3,000 |
28,200 |
2.44 |
2% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2020-03-25 |
4 |
B |
$6.66 |
$13,320 |
D/D |
2,000 |
8,000 |
2.44 |
37% |
|
| Schneider William J |
other |
• • – |
2018-11-27 |
4 |
S |
$9.64 |
$344,878 |
D/D |
(35,775) |
0 |
|
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2018-10-03 |
4 |
B |
$10.43 |
$20,861 |
D/D |
2,000 |
6,000 |
2.44 |
- |
|
| Schneider William J |
other |
• • – |
2018-01-22 |
4 |
B |
$11.18 |
$400,133 |
D/D |
35,775 |
35,775 |
2.44 |
- |
|
| Nuveen Asset Management Inc. |
other |
• • – |
2017-04-06 |
4 |
S |
$11.40 |
$79,800 |
D/D |
(7,000) |
0 |
|
- |
|
| Moschner Albin F |
Trustee |
• • – |
2017-04-06 |
4 |
B |
$11.40 |
$2,280 |
D/D |
200 |
25,200 |
2.36 |
- |
|
| Jones Nathaniel T. |
Vice President and Treasurer |
• • – |
2017-03-21 |
4 |
B |
$11.31 |
$8,482 |
D/D |
750 |
750 |
2.74 |
- |
|
| Lamb David J |
Vice President |
• • – |
2017-03-21 |
4 |
B |
$11.30 |
$45,200 |
D/D |
4,000 |
4,000 |
2.74 |
- |
|
| Moschner Albin F |
Trustee |
• • – |
2017-02-14 |
4 |
B |
$12.02 |
$300,500 |
D/D |
25,000 |
25,000 |
2.44 |
- |
|
67 Records found
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Page 2 of 3 |
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