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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
56,454,000 |
Market
Cap: |
493.41(M) |
Last
Volume: |
539,208 |
Avg
Vol: |
357,468 |
52
Week Range: |
$7.65 - $8.8 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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Insider 3 Months : 7.2 |
Insider 6 Months : 9.9 |
Insider 3/6 Months : 17.5 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Nuveen Floating Rate Income Fund is registered as a diversified closed-end management investment company. The Fund's investment objective is to achieve a high level of current income. The Fund invests at least 80% of its managed assets in adjustable rate loans, primarily secured senior loans.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
12,444 |
41,444 |
43,644 |
43,644 |
Total Buy Value |
$107,888 |
$344,531 |
$362,547 |
$362,547 |
Total People Bought |
1 |
2 |
3 |
3 |
Total Buy Transactions |
2 |
3 |
4 |
4 |
Total Shares Sold |
0 |
0 |
90,909 |
90,909 |
Total Sell Value |
$0 |
$0 |
$731,005 |
$731,005 |
Total People Sold |
0 |
0 |
2 |
2 |
Total Sell Transactions |
0 |
0 |
4 |
4 |
End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Citigroup Inc |
10% Owner |
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2016-12-20 |
4 |
D |
$100,000.00 |
$75,800,000 |
I/I |
(758) |
0 |
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- |
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Citigroup Inc |
10% Owner |
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2016-11-29 |
4 |
D |
$100,000.00 |
$32,200,000 |
I/I |
(322) |
758 |
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- |
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Citigroup Inc |
10% Owner |
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2016-03-29 |
4 |
D |
$100,000.00 |
$31,000,000 |
I/I |
(310) |
1,080 |
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- |
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Evans Jack |
other |
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2015-12-17 |
4 |
S |
$9.67 |
$15,474 |
I/I |
(1,600) |
0 |
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- |
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Citigroup Inc |
10% Owner |
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2013-12-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,390 |
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- |
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Caraher Scott C. |
Portfolio Manager |
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2013-06-17 |
4 |
B |
$12.21 |
$48,856 |
D/D |
4,000 |
4,000 |
2.44 |
- |
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Schneider William J |
other |
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2011-10-20 |
4 |
S |
$10.27 |
$259,831 |
D/D |
(25,300) |
0 |
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- |
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Citigroup Inc |
10% Owner |
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2008-11-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,078 |
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- |
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Schwertfeger Timothy R |
Chairman and Trustee |
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2007-08-16 |
4 |
B |
$11.50 |
$207,000 |
D/D |
18,000 |
18,000 |
2.44 |
- |
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Evans Jack |
officerTitle |
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2005-12-20 |
4 |
B |
$12.33 |
$19,720 |
I/I |
1,600 |
1,600 |
0.01 |
- |
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Schneider William J |
Trustee |
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2005-11-21 |
4 |
S |
$12.35 |
$48,536 |
I/I |
(3,930) |
0 |
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- |
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Schneider William J |
Trustee |
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2005-11-21 |
4 |
S |
$12.35 |
$12,350 |
D/D |
(1,000) |
0 |
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- |
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Stein Gunther |
Portfolio Manager |
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2005-03-03 |
4 |
B |
$14.64 |
$14,640 |
D/D |
1,000 |
1,000 |
2.44 |
- |
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Schneider William J |
Trustee |
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2005-02-18 |
4 |
B |
$14.24 |
$55,981 |
I/I |
3,930 |
3,930 |
0.01 |
- |
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Nuveen Asset Management Inc. |
officerTitle |
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2005-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7,000 |
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- |
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Schneider William J |
Trustee |
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2004-03-26 |
4 |
B |
$15.05 |
$15,050 |
D/D |
1,000 |
1,000 |
2.44 |
- |
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Nuveen Institutional Advisory Corp |
officerTitle |
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2004-03-25 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
7,000 |
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- |
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67 Records found
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Page 3 of 3 |
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