| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
19,670,000 |
| Market
Cap: |
147.53(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$7.5 - $7.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Jolson Joseph A |
CEO |
• • • |
2008-12-10 |
4 |
AB |
$4.54 |
$7,718 |
I/I |
1,700 |
411,618 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-09 |
4 |
AB |
$4.20 |
$14,280 |
I/I |
3,400 |
409,918 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-08 |
4 |
AB |
$4.14 |
$1,242 |
I/I |
300 |
406,518 |
|
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2008-12-05 |
4 |
B |
$3.94 |
$8,739 |
I/I |
2,218 |
406,218 |
2.56 |
- |
|
| Johnson Craig R |
President |
• • – |
2008-11-26 |
4 |
B |
$3.62 |
$14,487 |
I/I |
4,002 |
836,782 |
2.58 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2008-11-20 |
4 |
B |
$3.40 |
$340,000 |
I/I |
100,000 |
404,000 |
2.64 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2008-11-10 |
4 |
B |
$4.45 |
$240,300 |
I/I |
54,000 |
304,000 |
2.64 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2008-11-07 |
4 |
B |
$4.45 |
$222,500 |
I/I |
50,000 |
250,000 |
2.64 |
- |
|
| Tongue Glenn H |
Director |
– • – |
2008-08-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
12,000 |
|
- |
|
| Sebastian Edward J |
Director |
– • – |
2008-05-20 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,200 |
206,005 |
|
- |
|
| Karmin Kenneth M |
Director |
– • – |
2008-05-20 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
12,666 |
|
- |
|
| Barton Harris |
Director |
– • – |
2008-05-20 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
25,450 |
|
- |
|
| Paul Peter T |
Director |
– • – |
2008-05-20 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
12,000 |
|
- |
|
| Mack Carter D |
Co-Pres. JMP Securities LLC |
• • – |
2008-05-16 |
4 |
B |
$6.74 |
$67,400 |
I/I |
10,000 |
1,011,810 |
2.66 |
- |
|
| Karmin Kenneth M |
Director |
– • – |
2008-05-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
6,666 |
|
- |
|
| Barton Harris |
Director |
– • – |
2008-05-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
19,450 |
|
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2007-12-14 |
4 |
B |
$8.39 |
$167,800 |
I/I |
20,000 |
75,000 |
2.64 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2007-12-13 |
4 |
B |
$8.32 |
$41,600 |
I/I |
5,000 |
55,000 |
2.64 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2007-12-12 |
4 |
B |
$8.44 |
$36,292 |
I/I |
4,300 |
50,000 |
2.64 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2007-12-03 |
4 |
B |
$7.90 |
$38,710 |
I/I |
4,900 |
45,700 |
2.64 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2007-11-30 |
4 |
B |
$8.05 |
$161,000 |
I/I |
20,000 |
40,800 |
2.64 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2007-11-29 |
4 |
B |
$7.80 |
$7,020 |
I/I |
900 |
20,800 |
2.56 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2007-11-27 |
4 |
B |
$7.72 |
$77,200 |
I/I |
10,000 |
19,900 |
2.64 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2007-11-26 |
4 |
B |
$7.98 |
$14,364 |
I/I |
1,800 |
9,900 |
2.56 |
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2007-11-20 |
4 |
B |
$7.60 |
$38,000 |
I/I |
5,000 |
8,100 |
2.64 |
- |
|
279 Records found
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Page 10 of 12 |
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