|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
19,670,000 |
Market
Cap: |
147.53(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$7.5 - $7.5 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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|
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Jolson Joseph A |
Chairman and CEO |
|
2007-11-19 |
4 |
B |
$7.23 |
$10,845 |
I/I |
1,500 |
3,100 |
2.56 |
- |
|
Jolson Joseph A |
Chairman and CEO |
|
2007-11-16 |
4 |
B |
$7.08 |
$11,328 |
I/I |
1,600 |
1,600 |
2.56 |
- |
|
Paul Peter T |
Director |
|
2007-11-16 |
4 |
B |
$7.31 |
$30,702 |
I/I |
4,200 |
269,202 |
2.1 |
- |
|
Paul Peter T |
Director |
|
2007-11-15 |
4 |
B |
$6.80 |
$39,440 |
I/I |
5,800 |
265,002 |
2.1 |
- |
|
Jolson Joseph A |
Chairman and CEO |
|
2007-11-15 |
4 |
B |
$6.91 |
$52,516 |
D/D |
7,600 |
30,200 |
3.23 |
- |
|
Johnson Craig R |
President |
|
2007-11-15 |
4 |
B |
$6.92 |
$35,624 |
I/I |
5,148 |
832,780 |
2.66 |
- |
|
Mack Carter D |
Co-Pres. JMP Securities LLC |
|
2007-11-14 |
4 |
B |
$7.04 |
$49,632 |
I/I |
7,050 |
1,001,810 |
2.66 |
- |
|
Mack Carter D |
Co-Pres. JMP Securities LLC |
|
2007-11-13 |
4 |
B |
$7.09 |
$56,366 |
I/I |
7,950 |
994,760 |
2.66 |
- |
|
Johnson Craig R |
President |
|
2007-11-13 |
4 |
B |
$7.09 |
$56,366 |
I/I |
7,950 |
827,632 |
2.66 |
- |
|
Jolson Joseph A |
Chairman and CEO |
|
2007-11-12 |
4/A |
B |
$6.50 |
$53,950 |
D/D |
8,300 |
13,500 |
3.23 |
- |
|
Jolson Joseph A |
Chairman and CEO |
|
2007-11-12 |
4 |
B |
$6.50 |
$113,100 |
D/D |
17,400 |
22,600 |
3.23 |
- |
|
Sebastian Edward J |
Director |
|
2007-09-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,200 |
198,805 |
|
- |
|
Tongue Glenn H |
Director |
|
2007-09-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
6,000 |
|
- |
|
Paul Peter T |
Director |
|
2007-09-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
6,000 |
|
- |
|
Jolson Joseph A |
Chairman and CEO |
|
2007-08-22 |
4 |
B |
$8.60 |
$44,720 |
D/D |
5,200 |
5,200 |
3.23 |
- |
|
Johnson Craig R |
President |
|
2007-08-17 |
4 |
B |
$7.91 |
$102,039 |
I/I |
12,900 |
819,682 |
2.66 |
- |
|
Johnson Craig R |
President |
|
2007-08-17 |
4 |
B |
$7.91 |
$39,550 |
D/D |
5,000 |
10,000 |
2.81 |
- |
|
Johnson Craig R |
President |
|
2007-08-15 |
4 |
B |
$7.69 |
$38,450 |
D/D |
5,000 |
5,000 |
2.81 |
- |
|
Jolson Joseph A |
Chairman and CEO |
|
2007-05-16 |
4 |
A |
$0.00 |
$0 |
I/I |
2,484,209 |
2,233,597 |
|
- |
|
Lehmann Mark L |
Co-Pres. JMP Securities |
|
2007-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
512,394 |
512,394 |
|
- |
|
Johnson Craig R |
President |
|
2007-05-16 |
4 |
A |
$0.00 |
$0 |
I/I |
806,782 |
806,782 |
|
- |
|
Kilian Thomas B |
Chief Financial Officer |
|
2007-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
130,803 |
130,803 |
|
- |
|
Mack Carter D |
Co-Pres. JMP Securities |
|
2007-05-16 |
4 |
A |
$0.00 |
$0 |
I/I |
986,810 |
986,810 |
|
- |
|
Sebastian Edward J |
Director |
|
2007-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
191,605 |
191,605 |
|
- |
|
Paul Peter T |
Director |
|
2007-05-16 |
4 |
A |
$0.00 |
$0 |
I/I |
294,097 |
34,895 |
|
- |
|
279 Records found
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Page 11 of 12 |
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