| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
19,670,000 |
| Market
Cap: |
147.53(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$7.5 - $7.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Jolson Joseph A |
CEO |
• • • |
2014-05-02 |
4 |
B |
$6.93 |
$69,305 |
I/I |
10,000 |
1,587,900 |
0.01 |
- |
|
| Jolson Joseph A |
CEO |
• • • |
2014-04-30 |
4 |
B |
$6.91 |
$69,125 |
I/I |
10,000 |
1,577,900 |
0.01 |
- |
|
| Jolson Joseph A |
CEO |
• • • |
2014-04-28 |
4 |
B |
$6.45 |
$47,629 |
I/I |
7,387 |
1,567,900 |
2.64 |
- |
|
| Jolson Joseph A |
CEO |
• • • |
2014-04-25 |
4 |
B |
$6.45 |
$74,670 |
I/I |
11,577 |
1,560,513 |
2.64 |
- |
|
| Tongue Glenn H |
|
– • – |
2014-04-25 |
4 |
B |
$6.49 |
$32,450 |
D/D |
5,000 |
71,275 |
2.39 |
- |
|
| Orszag Jonathan M |
|
– • – |
2014-04-24 |
4 |
B |
$6.55 |
$74,118 |
I/I |
11,312 |
31,312 |
2.1 |
- |
|
| Jolson Joseph A |
CEO |
• • • |
2014-04-24 |
4 |
B |
$6.51 |
$99,615 |
D/D |
15,300 |
71,448 |
3.23 |
- |
|
| Tongue Glenn H |
|
– • – |
2014-04-24 |
4 |
B |
$6.51 |
$39,080 |
D/D |
6,000 |
66,275 |
2.39 |
- |
|
| Tongue Glenn H |
|
– • – |
2014-04-23 |
4 |
B |
$6.39 |
$64,026 |
D/D |
10,023 |
60,275 |
2.39 |
- |
|
| Lunenburg Harry Mark |
|
– • – |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,318 |
105,987 |
|
- |
|
| Tongue Glenn H |
|
– • – |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,649 |
50,252 |
|
- |
|
| Orszag Jonathan M |
|
– • – |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,987 |
10,969 |
|
- |
|
| Dipietro David M |
|
– • – |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,987 |
34,464 |
|
- |
|
| Karmin Kenneth M |
|
– • – |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
I/I |
2,980 |
96,841 |
|
- |
|
| Ledbetter Kent |
executive committee member |
– – – |
2013-12-31 |
4 |
D |
$7.40 |
$32,523 |
D/D |
(4,395) |
59,740 |
|
- |
|
| Ledbetter Kent |
executive committee member |
– – – |
2013-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
10,016 |
64,135 |
|
- |
|
| Lehmann Mark L |
President, JMP Securities |
• • – |
2013-12-31 |
4 |
D |
$7.40 |
$32,523 |
D/D |
(4,395) |
217,565 |
|
- |
|
| Lehmann Mark L |
President, JMP Securities |
• • – |
2013-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
10,016 |
221,960 |
|
- |
|
| Mack Carter D |
President |
• • – |
2013-12-31 |
4 |
D |
$7.40 |
$32,523 |
D/D |
(4,395) |
215,609 |
|
- |
|
| Mack Carter D |
President |
• • – |
2013-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
10,016 |
220,004 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2013-12-31 |
4 |
D |
$7.40 |
$39,020 |
D/D |
(5,273) |
56,148 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2013-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,019 |
61,421 |
|
- |
|
| Jackson Raymond |
CFO |
• – – |
2013-12-31 |
4 |
D |
$7.40 |
$11,825 |
D/D |
(1,598) |
48,140 |
|
- |
|
| Jackson Raymond |
CFO |
• – – |
2013-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,644 |
49,738 |
|
- |
|
| Johnson Craig R |
Vice Chrm; Chrm Harvest Cap |
• • – |
2013-12-31 |
4 |
D |
$7.40 |
$29,866 |
D/D |
(4,036) |
238,938 |
|
- |
|
279 Records found
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Page 2 of 12 |
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