| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
19,670,000 |
| Market
Cap: |
147.53(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$7.5 - $7.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Jackson Raymond |
CFO |
• – – |
2012-03-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
32,204 |
45,230 |
|
- |
|
| Dipietro David M |
|
– • – |
2011-12-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,511 |
26,622 |
|
- |
|
| Dipietro David M |
|
– • – |
2011-06-02 |
4 |
B |
$6.95 |
$55,600 |
D/D |
8,000 |
23,111 |
0.01 |
- |
|
| Johnson Craig R |
Vice Chrm; Chrm Harvest Cap |
• • – |
2011-05-11 |
4 |
A |
$4.00 |
$120,000 |
I/I |
30,000 |
866,782 |
|
- |
|
| Johnson Craig R |
Vice Chrm; Chrm Harvest Cap |
• • – |
2011-05-10 |
4 |
D |
$8.00 |
$51,064 |
D/D |
(6,383) |
170,825 |
|
- |
|
| Johnson Craig R |
Vice Chrm; Chrm Harvest Cap |
• • – |
2011-05-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
17,000 |
177,208 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2011-05-10 |
4 |
D |
$8.00 |
$63,480 |
D/D |
(7,935) |
321,419 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2011-05-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
17,000 |
329,354 |
|
- |
|
| Ledbetter Kent |
executive committee member |
– – – |
2011-05-10 |
4 |
D |
$8.00 |
$74,688 |
D/D |
(9,336) |
163,087 |
|
- |
|
| Ledbetter Kent |
executive committee member |
– – – |
2011-05-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,000 |
172,423 |
|
- |
|
| Lehmann Mark L |
President, JMP Securities |
• • – |
2011-05-10 |
4 |
D |
$8.00 |
$74,688 |
D/D |
(9,336) |
136,552 |
|
- |
|
| Lehmann Mark L |
President, JMP Securities |
• • – |
2011-05-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,000 |
145,888 |
|
- |
|
| Mack Carter D |
President |
• • – |
2011-05-10 |
4 |
D |
$8.00 |
$74,688 |
D/D |
(9,336) |
134,596 |
|
- |
|
| Mack Carter D |
President |
• • – |
2011-05-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,000 |
143,932 |
|
- |
|
| Johnson Craig R |
Vice Chrm; Chrm Harvest Cap |
• • – |
2011-03-15 |
4 |
B |
$7.88 |
$78,800 |
I/I |
10,000 |
836,782 |
0.01 |
- |
|
| Karmin Kenneth M |
|
– • – |
2011-03-14 |
4 |
B |
$7.96 |
$31,044 |
I/I |
3,900 |
55,508 |
0.01 |
- |
|
| Jackson Raymond |
CFO |
• – – |
2011-03-07 |
4 |
D |
$8.33 |
$21,616 |
D/D |
(2,595) |
13,026 |
|
- |
|
| Jackson Raymond |
CFO |
• – – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,076 |
15,621 |
|
- |
|
| Johnson Craig R |
Vice Chrm; Chrm Harvest Cap |
• • – |
2011-03-07 |
4 |
D |
$8.33 |
$108,115 |
D/D |
(12,979) |
160,208 |
|
- |
|
| Johnson Craig R |
Vice Chrm; Chrm Harvest Cap |
• • – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
35,386 |
173,187 |
|
- |
|
| Barton Harris |
|
– • – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,476 |
84,869 |
|
- |
|
| Lunenburg Harry Mark |
|
– • – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,476 |
92,966 |
|
- |
|
| Tongue Glenn H |
|
– • – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,476 |
42,101 |
|
- |
|
| Lehmann Mark L |
President, JMP Securities |
• • – |
2011-03-07 |
4 |
D |
$8.33 |
$206,384 |
D/D |
(24,776) |
125,888 |
|
- |
|
| Lehmann Mark L |
President, JMP Securities |
• • – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
53,078 |
150,664 |
|
- |
|
279 Records found
|
|
Page 4 of 12 |
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