| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
19,670,000 |
| Market
Cap: |
147.53(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$7.5 - $7.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Karmin Kenneth M |
|
– • – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
I/I |
2,476 |
51,608 |
|
- |
|
| Ledbetter Kent |
executive committee member |
– – – |
2011-03-07 |
4 |
D |
$8.33 |
$48,389 |
D/D |
(5,809) |
152,423 |
|
- |
|
| Ledbetter Kent |
executive committee member |
– – – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
14,154 |
158,232 |
|
- |
|
| Mack Carter D |
President |
• • – |
2011-03-07 |
4 |
OE |
$8.33 |
$206,384 |
D/D |
24,776 |
123,932 |
|
- |
|
| Mack Carter D |
President |
• • – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
53,078 |
148,708 |
|
- |
|
| Dipietro David M |
|
– • – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
600 |
15,111 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2011-03-07 |
4 |
D |
$8.33 |
$206,384 |
D/D |
(24,776) |
312,354 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
53,078 |
337,130 |
|
- |
|
| Orszag Jonathan M |
|
– • – |
2011-03-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,001 |
3,001 |
|
- |
|
| Lunenburg Harry Mark |
|
– • – |
2011-03-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
90,490 |
|
- |
|
| Johnson Craig R |
Vice Chrm; Chrm Harvest Cap |
• • – |
2011-02-16 |
4 |
D |
$8.79 |
$22,309 |
D/D |
(2,538) |
137,801 |
|
- |
|
| Johnson Craig R |
Vice Chrm; Chrm Harvest Cap |
• • – |
2011-02-16 |
4 |
A |
$8.79 |
$60,818 |
D/D |
6,919 |
140,339 |
|
- |
|
| Ledbetter Kent |
|
– – – |
2011-01-26 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
201,890 |
|
- |
|
| Ledbetter Kent |
|
– – – |
2011-01-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
144,078 |
|
- |
|
| Dipietro David M |
|
– • – |
2010-12-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
11,000 |
|
- |
|
| Dipietro David M |
|
– • – |
2010-12-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,511 |
14,511 |
|
- |
|
| Barton Harris |
|
– • – |
2010-11-09 |
4 |
B |
$7.10 |
$35,500 |
D/D |
5,000 |
82,393 |
0.01 |
- |
|
| Tongue Glenn H |
|
– • – |
2010-08-09 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
39,625 |
|
- |
|
| Barton Harris |
|
– • – |
2010-08-06 |
4 |
B |
$7.04 |
$35,200 |
D/D |
5,000 |
77,393 |
0.01 |
- |
|
| Tongue Glenn H |
|
– • – |
2010-08-03 |
4 |
A |
$7.04 |
$110,000 |
D/D |
15,625 |
33,625 |
|
- |
|
| Lunenburg Harry Mark |
|
– • – |
2010-08-03 |
4 |
A |
$7.04 |
$89,999 |
D/D |
12,784 |
84,490 |
|
- |
|
| Karmin Kenneth M |
|
– • – |
2010-08-03 |
4 |
A |
$7.04 |
$130,001 |
I/I |
18,466 |
49,132 |
|
- |
|
| Barton Harris |
|
– • – |
2010-08-03 |
4 |
A |
$7.04 |
$69,999 |
D/D |
9,943 |
72,393 |
|
- |
|
| Jackson Raymond |
CFO |
• – – |
2010-06-04 |
4 |
B |
$6.73 |
$2,019 |
D/D |
300 |
8,545 |
0.01 |
- |
|
| Jackson Raymond |
CFO |
• – – |
2010-05-25 |
4 |
B |
$6.66 |
$1,965 |
D/D |
295 |
8,245 |
0.01 |
- |
|
279 Records found
|
|
Page 5 of 12 |
|
|
