| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
19,670,000 |
| Market
Cap: |
147.53(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$7.5 - $7.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Johnson Craig R |
President |
• • – |
2010-05-10 |
4 |
D |
$7.13 |
$42,694 |
D/D |
(5,988) |
133,420 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2010-05-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
14,875 |
139,408 |
|
- |
|
| Karmin Kenneth M |
|
– • – |
2010-05-10 |
4 |
OE |
$0.00 |
$0 |
I/I |
6,000 |
30,666 |
|
- |
|
| Sebastian Edward J |
|
– • – |
2010-05-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,200 |
220,405 |
|
- |
|
| Barton Harris |
|
– • – |
2010-05-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
57,450 |
|
- |
|
| Mack Carter D |
Co-Pres JMP Securities |
• • – |
2010-03-12 |
4 |
GD |
$0.00 |
$0 |
I/I |
12,100 |
999,710 |
|
- |
|
| Karmin Kenneth M |
|
– • – |
2010-03-11 |
4 |
B |
$8.29 |
$49,860 |
D/D |
6,000 |
24,666 |
0.01 |
- |
|
| Barton Harris |
|
– • – |
2010-03-11 |
4 |
B |
$8.30 |
$41,500 |
D/D |
5,000 |
51,450 |
0.01 |
- |
|
| Lunenburg Harry Mark |
|
– • – |
2010-03-09 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
71,706 |
|
- |
|
| Jackson Raymond |
CFO |
• – – |
2010-03-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7,950 |
|
- |
|
| Kilian Thomas B |
CFO |
• – – |
2010-02-16 |
4 |
D |
$8.21 |
$32,175 |
D/D |
(3,919) |
79,086 |
|
- |
|
| Kilian Thomas B |
CFO |
• – – |
2010-02-16 |
4 |
A |
$8.21 |
$87,716 |
D/D |
10,684 |
83,005 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2010-02-16 |
4 |
D |
$8.21 |
$66,558 |
D/D |
(8,107) |
124,533 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2010-02-16 |
4 |
A |
$8.21 |
$181,457 |
D/D |
22,102 |
132,640 |
|
- |
|
| Lehmann Mark L |
Co-Pres JMP Securities |
• • – |
2009-12-15 |
4 |
GD |
$0.00 |
$0 |
D/D |
550 |
88,255 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2009-11-25 |
4 |
GD |
$0.00 |
$0 |
I/I |
10,000 |
826,782 |
|
- |
|
| Lehmann Mark L |
Co-Pres JMP Securities |
• • – |
2009-11-17 |
4 |
S |
$9.81 |
$94,107 |
I/I |
(9,593) |
445,301 |
|
- |
|
| Lehmann Mark L |
Co-Pres JMP Securities |
• • – |
2009-11-16 |
4 |
S |
$10.07 |
$75,525 |
I/I |
(7,500) |
454,894 |
|
- |
|
| Barton Harris |
|
– • – |
2009-11-06 |
4 |
B |
$9.33 |
$46,650 |
D/D |
5,000 |
46,450 |
0.01 |
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-11-02 |
4 |
A |
$0.00 |
$0 |
D/D |
95,000 |
278,277 |
|
- |
|
| Kilian Thomas B |
CFO |
• – – |
2009-11-02 |
4 |
D |
$8.16 |
$134,232 |
D/D |
(16,450) |
72,321 |
|
- |
|
| Kilian Thomas B |
CFO |
• – – |
2009-11-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
35,000 |
88,771 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2009-11-02 |
4 |
D |
$8.16 |
$306,816 |
D/D |
(37,600) |
110,538 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2009-11-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
80,000 |
148,138 |
|
- |
|
| Lehmann Mark L |
Co-Pres JMP Securities |
• • – |
2009-11-02 |
4 |
D |
$8.16 |
$364,344 |
D/D |
(44,650) |
88,805 |
|
- |
|
279 Records found
|
|
Page 6 of 12 |
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|
