| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
19,670,000 |
| Market
Cap: |
147.53(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$7.5 - $7.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Lehmann Mark L |
Co-Pres JMP Securities |
• • – |
2009-11-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
95,000 |
133,455 |
|
- |
|
| Mack Carter D |
Co-Pres JMP Securities |
• • – |
2009-11-02 |
4 |
D |
$8.16 |
$364,344 |
D/D |
(44,650) |
86,299 |
|
- |
|
| Mack Carter D |
Co-Pres JMP Securities |
• • – |
2009-11-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
95,000 |
130,949 |
|
- |
|
| Barton Harris |
|
– • – |
2009-08-10 |
4 |
B |
$10.00 |
$50,000 |
D/D |
5,000 |
41,450 |
0.01 |
- |
|
| Tongue Glenn H |
|
– • – |
2009-08-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
18,000 |
|
- |
|
| Lehmann Mark L |
Co-Pres JMP Securities |
• • – |
2009-06-25 |
4 |
S |
$7.08 |
$187,620 |
I/I |
(26,500) |
462,394 |
|
- |
|
| Lehmann Mark L |
Co-Pres JMP Securities |
• • – |
2009-06-24 |
4 |
S |
$7.02 |
$164,970 |
I/I |
(23,500) |
488,894 |
|
- |
|
| Barton Harris |
|
– • – |
2009-06-23 |
4 |
B |
$6.81 |
$34,050 |
D/D |
5,000 |
36,450 |
0.01 |
- |
|
| Sebastian Edward J |
|
– • – |
2009-05-11 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,200 |
213,205 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2009-05-11 |
4 |
D |
$6.40 |
$24,307 |
D/D |
(3,798) |
68,138 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2009-05-11 |
4 |
OE |
$0.00 |
$0 |
D/D |
10,625 |
71,936 |
|
- |
|
| Lehmann Mark L |
Co-Pres |
• • – |
2009-05-11 |
4 |
D |
$6.40 |
$28,595 |
D/D |
(4,468) |
38,455 |
|
- |
|
| Lehmann Mark L |
Co-Pres |
• • – |
2009-05-11 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,500 |
42,923 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-05-11 |
4 |
D |
$6.40 |
$24,307 |
D/D |
(3,798) |
183,277 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-05-11 |
4 |
OE |
$0.00 |
$0 |
D/D |
10,625 |
187,075 |
|
- |
|
| Kilian Thomas B |
CFO |
• – – |
2009-05-11 |
4 |
D |
$6.40 |
$28,595 |
D/D |
(4,468) |
53,771 |
|
- |
|
| Kilian Thomas B |
CFO |
• – – |
2009-05-11 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,500 |
58,239 |
|
- |
|
| Mack Carter D |
Co-Pres |
• • – |
2009-05-11 |
4 |
D |
$6.40 |
$28,595 |
D/D |
(4,468) |
35,949 |
|
- |
|
| Mack Carter D |
Co-Pres |
• • – |
2009-05-11 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,500 |
40,417 |
|
- |
|
| Barton Harris |
|
– • – |
2009-05-08 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
31,450 |
|
- |
|
| Karmin Kenneth M |
|
– • – |
2009-05-08 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
18,666 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-03-11 |
4 |
B |
$3.90 |
$30,420 |
I/I |
7,800 |
639,128 |
0.01 |
- |
|
| Lunenburg Harry Mark |
|
– • – |
2009-03-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,000 |
65,706 |
|
- |
|
| Lunenburg Harry Mark |
Director |
– • – |
2009-03-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
59,706 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-03-02 |
4 |
AB |
$4.97 |
$49,700 |
I/I |
10,000 |
631,328 |
|
- |
|
279 Records found
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Page 7 of 12 |
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