| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
19,670,000 |
| Market
Cap: |
147.53(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$7.5 - $7.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Jolson Joseph A |
CEO |
• • • |
2009-01-14 |
4 |
AB |
$4.92 |
$29,520 |
I/I |
6,000 |
480,428 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-01-13 |
4 |
AB |
$4.93 |
$8,948 |
I/I |
1,815 |
474,428 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-01-12 |
4 |
AB |
$5.00 |
$50,000 |
I/I |
10,000 |
472,613 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-01-07 |
4 |
AB |
$4.82 |
$9,158 |
I/I |
1,900 |
462,613 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-01-06 |
4 |
AB |
$4.95 |
$12,870 |
I/I |
2,600 |
460,713 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2009-01-05 |
4 |
AB |
$4.86 |
$48,600 |
I/I |
10,000 |
458,113 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-26 |
4 |
AB |
$5.00 |
$2,500 |
I/I |
500 |
448,113 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-23 |
4 |
AB |
$4.77 |
$14,310 |
I/I |
3,000 |
447,613 |
|
- |
|
| Jolson Joseph A |
Chairman and CEO |
• • • |
2008-12-22 |
4 |
A |
$0.00 |
$0 |
D/D |
146,250 |
176,450 |
|
- |
|
| Lehmann Mark L |
Director |
– • – |
2008-12-22 |
4 |
D |
$4.88 |
$74,825 |
D/D |
(15,333) |
540,311 |
|
- |
|
| Lehmann Mark L |
Director |
– • – |
2008-12-22 |
4 |
OE |
$0.00 |
$0 |
D/D |
43,450 |
555,844 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2008-12-22 |
4 |
D |
$4.88 |
$139,324 |
D/D |
(28,550) |
61,311 |
|
- |
|
| Johnson Craig R |
President |
• • – |
2008-12-22 |
4 |
OE |
$0.00 |
$0 |
D/D |
79,861 |
89,861 |
|
- |
|
| Kilian Thomas B |
Chief Financial Officer |
– • – |
2008-12-22 |
4 |
D |
$4.88 |
$113,397 |
D/D |
(23,237) |
172,566 |
|
- |
|
| Kilian Thomas B |
Chief Financial Officer |
– • – |
2008-12-22 |
4 |
OE |
$0.00 |
$0 |
D/D |
65,000 |
195,803 |
|
- |
|
| Mack Carter D |
Co-Pres. JMP Securities LLC |
• • – |
2008-12-22 |
4 |
D |
$4.88 |
$75,801 |
D/D |
(15,533) |
27,917 |
|
- |
|
| Mack Carter D |
Co-Pres. JMP Securities LLC |
• • – |
2008-12-22 |
4 |
OE |
$0.00 |
$0 |
D/D |
43,450 |
43,450 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-22 |
4 |
AB |
$4.74 |
$36,664 |
I/I |
7,735 |
444,613 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-19 |
4 |
AB |
$4.47 |
$19,936 |
I/I |
4,460 |
436,878 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-18 |
4 |
AB |
$4.30 |
$14,620 |
I/I |
3,400 |
432,418 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-17 |
4 |
AB |
$4.27 |
$9,394 |
I/I |
2,200 |
429,018 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-16 |
4 |
AB |
$4.29 |
$4,290 |
I/I |
1,000 |
426,818 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-15 |
4 |
AB |
$4.30 |
$5,160 |
I/I |
1,200 |
425,818 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-12 |
4 |
AB |
$4.48 |
$24,640 |
I/I |
5,500 |
424,618 |
|
- |
|
| Jolson Joseph A |
CEO |
• • • |
2008-12-11 |
4 |
AB |
$4.49 |
$33,675 |
I/I |
7,500 |
419,118 |
|
- |
|
279 Records found
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Page 9 of 12 |
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