| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
189,860,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
57,161,642 |
Avg
Vol: |
26,864,899 |
| 52
Week Range: |
$14.17 - $14.17 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Weil Richard M |
Chief Executive Officer |
• • – |
2016-05-17 |
4 |
OE |
$11.78 |
$5,521,875 |
D/D |
468,750 |
2,352,522 |
|
- |
|
| Mcpeek Jennifer J |
EVP, Chief Financial Officer |
• • – |
2016-05-04 |
4 |
AS |
$14.18 |
$70,900 |
D/D |
(5,000) |
146,700 |
|
- |
|
| Williamson Billie I. |
Director |
• • – |
2016-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,864 |
13,252 |
|
- |
|
| Pinkston Arnold A |
Director |
• • – |
2016-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
8,717 |
8,717 |
|
- |
|
| Kochard Lawrence E |
Director |
• • – |
2016-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,864 |
72,617 |
|
- |
|
| Schafer Glenn S |
Director |
• • – |
2016-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,864 |
28,959 |
|
- |
|
| Gatzek Deborah R |
Director |
• • – |
2016-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,864 |
94,329 |
|
- |
|
| Fredericks J Richard |
Director |
• • – |
2016-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
9,381 |
71,026 |
|
- |
|
| Diermeier Jeffery J |
Director |
• • – |
2016-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,864 |
107,663 |
|
- |
|
| Flood Eugene Jr |
Director |
• • – |
2016-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,864 |
27,396 |
|
- |
|
| Chang Enrique |
President, Head of Investments |
• – – |
2016-04-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
698,643 |
|
- |
|
| Mcpeek Jennifer J |
EVP, Chief Financial Officer |
• • – |
2016-03-16 |
4 |
AS |
$13.53 |
$67,650 |
D/D |
(5,000) |
151,700 |
|
- |
|
| Cheh Augustus |
Head of International |
• • – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,342 |
189,695 |
|
- |
|
| Fredericks J Richard |
Director |
• • – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
436 |
61,645 |
|
- |
|
| Schafer Glenn S |
Director |
• • – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
157 |
22,095 |
|
- |
|
| Diermeier Jeffery J |
Director |
• • – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
109 |
15,338 |
|
- |
|
| Kochard Lawrence E |
Director |
• • – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
465 |
65,753 |
|
- |
|
| Cox G Andrew |
Director |
• • – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
703 |
99,399 |
|
- |
|
| Gatzek Deborah R |
Director |
• • – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
619 |
87,465 |
|
- |
|
| Batejan George S |
EVP, Head of IT and Operations |
• • – |
2016-02-22 |
4 |
S |
$12.78 |
$127,840 |
D/D |
(10,000) |
74,091 |
|
- |
|
| Batejan George S |
EVP, Head of IT and Operations |
• • – |
2016-02-17 |
4 |
S |
$12.78 |
$127,830 |
D/D |
(10,000) |
84,091 |
|
- |
|
| Batejan George S |
EVP, Head of IT and Operations |
• • – |
2016-02-12 |
4 |
S |
$11.97 |
$59,865 |
D/D |
(5,000) |
94,091 |
|
- |
|
| Cheh Augustus |
Head of International |
• • – |
2016-02-02 |
4 |
S |
$11.64 |
$1,363,533 |
D/D |
(117,142) |
0 |
|
- |
|
| Koepfgen Bruce L |
President |
• • – |
2016-02-01 |
4 |
D |
$12.33 |
$403,351 |
D/D |
(32,713) |
345,123 |
|
- |
|
| Cheh Augustus |
Head of International |
• • – |
2016-02-01 |
4 |
D |
$12.33 |
$386,841 |
D/D |
(31,374) |
236,194 |
|
- |
|
206 Records found
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Page 4 of 9 |
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