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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
28,334,000 |
Market
Cap: |
227.52(M) |
Last
Volume: |
43,800 |
Avg
Vol: |
48,937 |
52
Week Range: |
$6.68 - $7.95 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Japan Smaller Capitalization Fund is a non-diversified closed-end management investment company. The Fund's investment objective is to seek long-term capital appreciation through investments primarily in smaller capitalization Japanese equity securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
9,000 |
9,000 |
Total Buy Value |
$0 |
$0 |
$66,749 |
$66,749 |
Total People Bought |
0 |
0 |
1 |
1 |
Total Buy Transactions |
0 |
0 |
1 |
1 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2023-12-28 |
2023-09-26 |
2023-03-28 |
2022-03-28 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Buck Rodney A |
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2023-06-20 |
4 |
B |
$7.42 |
$66,749 |
D/D |
9,000 |
15,210 |
0.01 |
-10% |
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Macharg Marcia L |
Director |
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2015-07-27 |
4 |
B |
$10.61 |
$10,026 |
D/D |
945 |
945 |
2.39 |
- |
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Kim E. Han |
Director |
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2013-05-31 |
4 |
B |
$8.88 |
$44,400 |
D/D |
5,000 |
5,000 |
2.39 |
- |
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Chemidlin David B |
Director |
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2013-01-09 |
4 |
B |
$7.27 |
$944 |
D/D |
130 |
130 |
2.31 |
- |
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Tan Chor Weng |
Director |
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2011-08-04 |
4 |
OE |
$7.60 |
$8,398 |
D/D |
1,105 |
3,105 |
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- |
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Buck Rodney A |
Director |
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2011-08-04 |
4 |
OE |
$7.60 |
$16,796 |
D/D |
2,210 |
6,210 |
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- |
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Tan Chor Weng |
Director |
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2009-10-07 |
4 |
S |
$7.68 |
$1,306 |
I/I |
(170) |
2,000 |
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- |
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Tan Chor Weng |
Director |
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2009-10-07 |
4 |
S |
$7.68 |
$8,986 |
D/D |
(1,170) |
2,170 |
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- |
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Buck Rodney A |
Director |
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2008-09-15 |
4 |
B |
$7.40 |
$14,800 |
D/D |
2,000 |
4,000 |
2.39 |
- |
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Tan Chor Weng |
Director |
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2007-12-27 |
4 |
B |
$9.46 |
$4,730 |
I/I |
500 |
3,340 |
2.1 |
- |
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Tan Chor Weng |
Director |
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2007-12-26 |
4/A |
B |
$9.64 |
$4,820 |
I/I |
500 |
2,840 |
2.1 |
- |
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Tan Chor Weng |
Director |
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2007-12-26 |
4 |
B |
$9.64 |
$4,820 |
D/D |
500 |
2,840 |
2.31 |
- |
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Buck Rodney A |
Director |
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2007-02-23 |
4 |
S |
$13.80 |
$20,383 |
D/D |
(1,477) |
2,000 |
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- |
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Buck Rodney A |
Director |
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2006-11-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,477 |
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- |
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Grollman William G |
Director |
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2006-04-05 |
4 |
S |
$17.62 |
$17,626 |
I/I |
(1,000) |
0 |
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- |
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Tan Chor Weng |
Director |
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2006-03-01 |
4 |
GA |
$0.00 |
$0 |
D/D |
1,000 |
2,340 |
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- |
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Tan Chor Weng |
Director |
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2006-02-21 |
4 |
B |
$15.55 |
$15,550 |
I/I |
1,000 |
1,340 |
2.1 |
- |
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Grollman William G |
Director |
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2006-01-17 |
4 |
B |
$15.80 |
$15,800 |
I/I |
1,000 |
1,000 |
2.1 |
- |
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Wallace John F |
Director |
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2005-12-15 |
4/A |
B |
$13.98 |
$2,041 |
D/D |
146 |
2,146 |
2.31 |
- |
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Wallace John F |
officerTitle |
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2005-12-15 |
4 |
OE |
$13.98 |
$8,388 |
D/D |
600 |
2,000 |
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- |
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Wallace John F |
Director |
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2005-09-13 |
4 |
B |
$15.87 |
$11,110 |
D/D |
700 |
1,400 |
2.39 |
- |
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21 Records found
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