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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
39,772,000 |
| Market
Cap: |
313.40(M) |
| Last
Volume: |
156,749 |
Avg
Vol: |
223,970 |
| 52
Week Range: |
$7.51 - $7.94 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Nuveen Floating Rate Income Opportunity Fund is a diversified closed-end management investment company. The Fund's investment objective is to achieve a high level of current income. The Fund invests at least 80% of its managed assets in adjustable rate loans, primarily secured senior loans. As part of the 80% requirement, the Fund also may invest in unsecured senior loans and secured and unsecured subordinated loans. The Fund invests at least 65% of its managed assets in adjustable rate senior loans that are secured by specific collateral.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
| 3m +/- |
|
|
Form |
  Knights Of Columbus |
10% Owner |
– – • |
2020-10-28 |
4 |
S |
$100.00 |
$1,500,000,000 |
D/D |
(15,000,000) |
30,000,000 |
|
-23% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-10-05 |
4 |
B |
$8.31 |
$1,063,697 |
I/I |
128,002 |
4,493,406 |
1.5 |
11% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-10-02 |
4 |
B |
$8.19 |
$236,732 |
I/I |
28,905 |
4,365,404 |
1.5 |
13% |
|
| Weinstein Boaz |
10% Owner |
– – • |
2020-09-30 |
4 |
B |
$8.22 |
$509,640 |
I/I |
62,000 |
4,336,499 |
1.5 |
15% |
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| Weinstein Boaz |
10% Owner |
– – • |
2020-09-29 |
4 |
B |
$8.19 |
$90,156 |
I/I |
11,008 |
4,274,499 |
1.5 |
15% |
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| Weinstein Boaz |
10% Owner |
– – • |
2020-09-03 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
4,150,227 |
|
11% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2020-03-31 |
4 |
B |
$7.37 |
$36,842 |
D/D |
5,000 |
36,636 |
2.44 |
19% |
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| Caraher Scott C. |
Portfolio Manager |
• • – |
2020-03-30 |
4 |
B |
$7.02 |
$21,050 |
D/D |
3,000 |
31,636 |
2.44 |
17% |
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| Caraher Scott C. |
Portfolio Manager |
• • – |
2020-03-25 |
4 |
B |
$6.65 |
$13,300 |
D/D |
2,000 |
28,636 |
2.44 |
34% |
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| Caraher Scott C. |
Portfolio Manager |
• • – |
2020-03-24 |
4 |
B |
$6.04 |
$15,108 |
D/D |
2,500 |
26,636 |
2.44 |
34% |
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| Caraher Scott C. |
Portfolio Manager |
• • – |
2019-01-04 |
4 |
B |
$9.44 |
$18,885 |
D/D |
2,000 |
24,136 |
2.44 |
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2018-10-03 |
4 |
B |
$10.27 |
$20,539 |
D/D |
2,000 |
22,136 |
2.44 |
- |
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| Caraher Scott C. |
Portfolio Manager |
• • – |
2018-08-07 |
4 |
B |
$10.22 |
$20,440 |
D/D |
2,000 |
20,136 |
2.44 |
- |
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| Caraher Scott C. |
Portfolio Manager |
• • – |
2018-07-17 |
4 |
B |
$10.18 |
$61,232 |
D/D |
6,000 |
18,136 |
2.44 |
- |
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| Schneider William J |
other |
• • – |
2017-12-15 |
4 |
S |
$11.27 |
$435,119 |
D/D |
(38,600) |
8,800 |
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- |
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| Caraher Scott C. |
Portfolio Manager |
• • – |
2017-07-27 |
4 |
S |
$11.80 |
$141,654 |
D/D |
(12,000) |
12,136 |
|
- |
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| Caraher Scott C. |
Portfolio Manager |
• • – |
2017-07-13 |
4 |
S |
$11.66 |
$88,805 |
D/D |
(7,611) |
34,489 |
|
- |
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| Caraher Scott C. |
Portfolio Manager |
• • – |
2017-07-12 |
4 |
S |
$11.64 |
$120,528 |
D/D |
(10,353) |
31,747 |
|
- |
|
| Schneider William J |
other |
• • – |
2017-06-30 |
4 |
B |
$11.55 |
$99,337 |
D/D |
8,600 |
47,400 |
2.44 |
- |
|
| Nuveen Asset Management Inc. |
other |
• • – |
2017-04-06 |
4 |
S |
$11.62 |
$81,340 |
D/D |
(7,000) |
0 |
|
- |
|
| Evans Jack |
other |
• • – |
2017-04-06 |
4 |
B |
$11.73 |
$49,559 |
I/I |
4,225 |
4,225 |
0.01 |
- |
|
| Moschner Albin F |
Trustee |
• • – |
2017-03-09 |
4 |
B |
$12.00 |
$36,045 |
D/D |
3,000 |
3,000 |
2.44 |
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2017-02-14 |
4 |
S |
$12.58 |
$100,640 |
D/D |
(8,000) |
42,100 |
|
- |
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| Citigroup Inc |
10% Owner |
– – • |
2016-12-28 |
4 |
D |
$100,000.00 |
$43,000,000 |
I/I |
(430) |
0 |
|
- |
|
| Schneider William J |
other |
• • – |
2016-12-07 |
4 |
B |
$11.78 |
$353,499 |
D/D |
30,000 |
38,800 |
2.44 |
- |
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69 Records found
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Page 2 of 3 |
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