|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
39,772,000 |
Market
Cap: |
313.40(M) |
Last
Volume: |
156,749 |
Avg
Vol: |
223,662 |
52
Week Range: |
$7.51 - $7.94 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile Nuveen Floating Rate Income Opportunity Fund is a diversified closed-end management investment company. The Fund's investment objective is to achieve a high level of current income. The Fund invests at least 80% of its managed assets in adjustable rate loans, primarily secured senior loans. As part of the 80% requirement, the Fund also may invest in unsecured senior loans and secured and unsecured subordinated loans. The Fund invests at least 65% of its managed assets in adjustable rate senior loans that are secured by specific collateral.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Citigroup Inc |
10% Owner |
|
2016-11-29 |
4 |
D |
$100,000.00 |
$32,000,000 |
I/I |
(320) |
430 |
|
- |
|
Zimmerman Gifford R |
Chief Administrative Officer |
|
2016-10-04 |
4 |
S |
$11.08 |
$11,083 |
D/D |
(1,000) |
0 |
|
- |
|
Citigroup Inc |
10% Owner |
|
2016-03-29 |
4 |
D |
$100,000.00 |
$23,000,000 |
I/I |
(230) |
750 |
|
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2016-03-03 |
4 |
B |
$9.23 |
$18,460 |
D/D |
2,000 |
50,100 |
2.44 |
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2016-03-01 |
4 |
B |
$9.05 |
$27,150 |
D/D |
3,000 |
48,100 |
2.81 |
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2016-02-29 |
4 |
B |
$8.94 |
$35,830 |
D/D |
4,000 |
45,100 |
2.81 |
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2016-02-26 |
4 |
B |
$8.92 |
$35,674 |
D/D |
4,000 |
41,100 |
2.81 |
- |
|
Schneider William J |
other |
|
2016-02-02 |
4 |
B |
$9.43 |
$49,969 |
D/D |
5,300 |
8,800 |
2.44 |
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2015-12-29 |
4 |
B |
$9.69 |
$113,430 |
D/D |
11,700 |
37,100 |
2.44 |
- |
|
Evans Jack |
other |
|
2015-12-17 |
4 |
S |
$9.52 |
$28,560 |
D/D |
(3,000) |
0 |
|
- |
|
Schneider William J |
other |
|
2015-12-15 |
4 |
S |
$9.17 |
$387,568 |
D/D |
(42,274) |
3,500 |
|
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2015-08-27 |
4 |
B |
$10.31 |
$20,619 |
D/D |
2,000 |
25,400 |
2.44 |
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2015-07-29 |
4 |
B |
$10.61 |
$42,427 |
D/D |
4,000 |
23,400 |
2.44 |
- |
|
Schneider William J |
other |
|
2015-04-08 |
4 |
B |
$11.76 |
$199,925 |
D/D |
17,000 |
45,774 |
2.44 |
- |
|
Lamb David J |
Vice PresidentOfficer |
|
2015-02-24 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,707 |
|
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2014-10-17 |
4 |
B |
$10.97 |
$27,425 |
D/D |
2,500 |
19,400 |
2.44 |
- |
|
Zimmerman Gifford R |
Chief Administrative Officer |
|
2014-10-16 |
4 |
B |
$10.88 |
$10,880 |
D/D |
1,000 |
1,000 |
2.81 |
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2014-10-16 |
4 |
B |
$10.75 |
$43,000 |
D/D |
4,000 |
16,900 |
2.44 |
- |
|
Caraher Scott C. |
Portfolio Manager |
|
2014-10-15 |
4 |
B |
$10.73 |
$32,188 |
D/D |
3,000 |
12,900 |
2.44 |
- |
|
69 Records found
|
|
Page 3 of 3 |
|
|