| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
13,850,000 |
| Market
Cap: |
159.69(M) |
| Last
Volume: |
14,261 |
Avg
Vol: |
23,439 |
| 52
Week Range: |
$11.53 - $11.53 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-25 |
2023-10-24 |
2023-04-25 |
2022-04-25 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Stephenson James T. |
Portfolio Manager |
• • – |
2021-10-20 |
4 |
S |
$11.50 |
$80,501 |
D/D |
(7,000) |
0 |
|
100% |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2020-11-03 |
4 |
B |
$7.59 |
$45,580 |
D/D |
6,000 |
7,000 |
2.44 |
40% |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2018-08-27 |
4 |
S |
$13.60 |
$68,005 |
D/D |
(5,000) |
1,000 |
|
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2018-08-22 |
4 |
S |
$13.53 |
$28,419 |
I/I |
(2,100) |
0 |
|
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2018-08-21 |
4 |
S |
$13.50 |
$59,396 |
I/I |
(4,400) |
1,900 |
|
- |
|
| Schneider William J |
other |
• • – |
2017-07-06 |
4 |
B |
$12.97 |
$49,935 |
D/D |
3,850 |
34,550 |
2.44 |
- |
|
| Schneider William J |
other |
• • – |
2017-07-05 |
4 |
B |
$13.02 |
$284,495 |
D/D |
21,853 |
30,700 |
2.44 |
- |
|
| Schneider William J |
other |
• • – |
2017-06-30 |
4 |
B |
$12.80 |
$113,201 |
D/D |
8,847 |
8,847 |
2.44 |
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2016-11-03 |
4 |
B |
$11.30 |
$5,650 |
I/I |
500 |
6,300 |
0.01 |
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2016-11-01 |
4 |
B |
$11.49 |
$11,492 |
I/I |
1,000 |
5,800 |
2.58 |
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2016-10-28 |
4 |
B |
$11.54 |
$3,462 |
I/I |
300 |
4,800 |
0.01 |
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2016-10-28 |
4 |
B |
$11.54 |
$6,162 |
D/D |
534 |
6,200 |
2.44 |
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2016-10-27 |
4 |
B |
$11.50 |
$51,750 |
I/I |
4,500 |
4,500 |
2.66 |
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2016-10-26 |
4/A |
B |
$11.58 |
$2,316 |
I/I |
200 |
200 |
0.01 |
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2016-10-26 |
4 |
B |
$11.57 |
$7,708 |
D/D |
666 |
5,666 |
2.44 |
- |
|
| Stephenson James T. |
Portfolio Manager |
• • – |
2015-09-29 |
4 |
B |
$11.22 |
$56,105 |
D/D |
5,000 |
5,000 |
2.81 |
- |
|
| Bremner Robert P |
other |
• • – |
2013-12-16 |
4 |
S |
$13.19 |
$62,019 |
I/I |
(4,700) |
800 |
|
- |
|
| Bremner Robert P |
other |
• • – |
2012-11-29 |
4 |
S |
$10.53 |
$21,060 |
I/I |
(2,000) |
5,500 |
|
- |
|
| Carne Michael |
other |
• • – |
2012-08-20 |
4 |
S |
$10.84 |
$34,764 |
D/D |
(3,207) |
0 |
|
- |
|
| Carne Michael |
other |
• • – |
2012-07-17 |
4 |
S |
$10.18 |
$4,774 |
D/D |
(469) |
2,954 |
|
- |
|
| Carne Michael |
other |
– – – |
2012-03-01 |
4 |
B |
$11.33 |
$30,308 |
D/D |
2,675 |
3,423 |
2.44 |
- |
|
| Carne Michael |
other |
– – – |
2011-07-18 |
4 |
S |
$10.82 |
$28,695 |
D/D |
(2,652) |
748 |
|
- |
|
| Carne Michael |
other |
– – – |
2011-03-04 |
4 |
B |
$11.70 |
$39,780 |
D/D |
3,400 |
3,400 |
2.44 |
- |
|
| Bremner Robert P |
other |
– – – |
2009-12-16 |
4 |
S |
$10.43 |
$52,150 |
I/I |
(5,000) |
7,500 |
|
- |
|
| Ubs Ag |
Former 10% owner |
– – – |
2009-09-30 |
5 |
D |
$0.00 |
$0 |
I/I |
(498) |
0 |
|
- |
|
48 Records found
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Page 1 of 2 |
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