| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
36,669,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
150,950 |
Avg
Vol: |
70,350 |
| 52
Week Range: |
$9.89 - $9.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hart Terry A |
CFO & Treasurer |
• – – |
2015-12-23 |
4 |
A |
$0.00 |
$0 |
D/D |
729 |
2,208 |
|
- |
|
| Logan Ron M Jr |
Senior VP |
• – – |
2015-12-23 |
4 |
A |
$0.00 |
$0 |
D/D |
401 |
7,446 |
|
- |
|
| Mccarthy Kevin S |
Chairman, President & CEO |
• • – |
2015-12-23 |
4 |
A |
$0.00 |
$0 |
D/D |
65,380 |
93,747 |
|
- |
|
| Kayne Anderson Capital Advisors Lp |
Affiliate of Invstmnt Advisor |
– – – |
2015-12-23 |
4 |
A |
$0.00 |
$0 |
D/D |
93,056 |
98,580 |
|
- |
|
| Ka Fund Advisors Llc |
Investment Advisor to Company |
– – – |
2015-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(219,508) |
0 |
|
- |
|
| Ka Fund Advisors Llc |
Investment Advisor to Company |
– – – |
2015-12-23 |
4 |
A |
$8.07 |
$1,771,430 |
D/D |
219,508 |
219,508 |
|
- |
|
| Sun Life Assurance Co Of Canada |
10% Owner |
– – • |
2015-12-04 |
4 |
D |
$25.50 |
$6,800,009 |
I/I |
(266,667) |
333,333 |
|
- |
|
| Isenberg Gerald I |
Director |
– • – |
2015-10-08 |
4 |
S |
$15.71 |
$16,354 |
D/D |
(1,041) |
0 |
|
- |
|
| Shea William H Jr |
Director |
– • – |
2015-10-02 |
4 |
B |
$12.94 |
$45,290 |
D/D |
3,500 |
6,749 |
2.39 |
- |
|
| Meraz Jody |
Vice President |
• – – |
2015-09-30 |
4 |
B |
$12.95 |
$64,750 |
D/D |
5,000 |
7,122 |
2.74 |
- |
|
| Baker James C |
Executive Vice President |
• – – |
2015-07-31 |
4 |
B |
$18.18 |
$272,700 |
D/D |
15,000 |
41,069 |
2.74 |
- |
|
| Prudential Financial Inc |
10% Owner |
– – • |
2014-10-07 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
48,835,600 |
|
- |
|
| Massachusetts Mutual Life Insurance Co |
10% Owner |
• • • |
2013-08-08 |
4 |
B |
$1.00 |
$7,100,000 |
I/I |
7,100,000 |
2,500,000 |
1.5 |
- |
|
| Massachusetts Mutual Life Insurance Co |
10% Owner |
• • • |
2013-08-08 |
4 |
B |
$1.00 |
$27,700,000 |
D/D |
27,700,000 |
13,500,000 |
2.45 |
- |
|
| Isenberg Gerald I |
Director |
– • – |
2013-03-25 |
4 |
S |
$28.86 |
$57,728 |
D/D |
(2,000) |
1,041 |
|
- |
|
| Sinnott Robert V |
Investment Adviser Affiliate |
– – – |
2013-03-25 |
4 |
S |
$28.90 |
$248,540 |
D/D |
(8,600) |
35,608 |
|
- |
|
| Sinnott Robert V |
Investment Adviser Affiliate |
– – – |
2013-03-05 |
4 |
S |
$28.55 |
$142,750 |
D/D |
(5,000) |
44,208 |
|
- |
|
| Sinnott Robert V |
Investment Adviser Affiliate |
– – – |
2013-02-25 |
4 |
S |
$28.20 |
$2,820 |
D/D |
(100) |
49,208 |
|
- |
|
| Kayne Richard A |
Affiliate of Investmnt Advisor |
– – – |
2012-12-18 |
4 |
GD |
$0.00 |
$0 |
D/D |
283,502 |
0 |
|
- |
|
| Kayne Richard A |
CEO of Investment Advisor |
– – – |
2011-12-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
58,000 |
283,502 |
|
- |
|
| Meraz Jody |
Vice PresidentOfficer |
• – – |
2011-07-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,000 |
|
- |
|
| Metropolitan Life Insurance Co/ny |
10% Owner |
– – • |
2011-05-10 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
600,000 |
|
- |
|
| Shladovsky David J |
Secretary/Inv Advisor General |
• – – |
2010-05-06 |
4 |
B |
$22.75 |
$91,000 |
D/D |
4,000 |
9,325 |
2.74 |
- |
|
| Hart Terry A |
Treasurer and CFO |
• – – |
2010-05-05 |
4 |
B |
$24.72 |
$24,721 |
D/D |
1,000 |
1,000 |
2.74 |
- |
|
| Baker James C |
Vice President |
• – – |
2010-05-05 |
4 |
B |
$24.65 |
$184,875 |
D/D |
7,500 |
17,579 |
2.74 |
- |
|
97 Records found
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Page 2 of 4 |
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