| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
36,669,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
150,950 |
Avg
Vol: |
70,350 |
| 52
Week Range: |
$9.89 - $9.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kayne Richard A |
CEO of Investment Advisor |
– – – |
2006-06-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
22 |
91,729 |
|
- |
|
| Kayne Richard A |
CEO of Investment Adviser |
– – – |
2006-05-05 |
4 |
GD |
$0.00 |
$0 |
D/D |
43 |
91,751 |
|
- |
|
| Kayne Richard A |
CEO of Investment Adviser |
– – – |
2006-02-15 |
4 |
GD |
$0.00 |
$0 |
D/D |
86 |
92,794 |
|
- |
|
| Kayne Richard A |
CEO of Investment Adviser |
– – – |
2005-12-21 |
5 |
GD |
$0.00 |
$0 |
D/D |
200 |
92,880 |
|
- |
|
| Kayne Richard A |
CEO of Investment Adviser |
– – – |
2005-11-15 |
4 |
B |
$23.25 |
$187,860 |
D/D |
8,080 |
92,080 |
2.44 |
- |
|
| Kayne Richard A |
CEO of Investment Adviser |
– – – |
2005-06-27 |
4/A |
B |
$25.00 |
$2,000,000 |
D/D |
80,000 |
84,000 |
2.44 |
- |
|
| Kayne Richard A |
officerTitle |
– – – |
2005-06-27 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
4,000 |
|
- |
|
| Kayne Anderson Capital Advisors Lp |
10% Owner |
– – • |
2005-06-27 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
4,000 |
|
- |
|
| Kayne Anderson Investment Management Inc |
officerTitle |
– – – |
2005-06-27 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
4,000 |
|
- |
|
| Ka Holdings Inc |
officerTitle |
– – – |
2005-06-27 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
4,000 |
|
- |
|
| Anderson John |
officerTitle |
– – – |
2005-06-27 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
4,000 |
|
- |
|
| Isenberg Gerald I |
Director |
– • – |
2005-06-27 |
4 |
B |
$25.00 |
$25,000 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Kayne Richard A |
CEO of Investment Adviser |
– – – |
2005-06-27 |
4 |
B |
$25.00 |
$2,000,000 |
D/D |
80,000 |
80,000 |
2.44 |
- |
|
| Costin Anne K |
Director |
– • – |
2005-06-27 |
4 |
B |
$25.00 |
$50,000 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
| Good Steven C |
Director |
– • – |
2005-06-27 |
4 |
B |
$25.00 |
$50,000 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
| Frey John C |
See Exhibit 99.1 |
• – – |
2005-06-27 |
4 |
B |
$25.00 |
$375,000 |
D/D |
15,000 |
15,000 |
2.74 |
- |
|
| Shladovsky David J |
SecretaryInvestment Adv. Gen. |
• – – |
2005-06-27 |
4 |
B |
$25.00 |
$100,000 |
D/D |
4,000 |
4,000 |
2.74 |
- |
|
| Mccarthy Kevin S |
Chairman, President and CEO |
• • – |
2005-06-27 |
4 |
B |
$25.00 |
$250,000 |
D/D |
10,000 |
10,000 |
2.81 |
- |
|
| Daley John |
Investment Adviser CFO |
– – – |
2005-06-27 |
4 |
B |
$25.00 |
$10,000 |
D/D |
400 |
400 |
2.44 |
- |
|
| Quinn Terry |
Director |
– • – |
2005-06-27 |
4 |
B |
$25.00 |
$25,000 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Walter Ralph |
Chief Financial OfficerInvestm |
• – – |
2005-06-27 |
4 |
B |
$25.00 |
$250,000 |
D/D |
10,000 |
10,000 |
2.74 |
- |
|
| Sinnott Robert |
Investment Adviser Affiliate |
– – – |
2005-06-27 |
4 |
B |
$25.00 |
$1,000,000 |
D/D |
40,000 |
40,000 |
2.44 |
- |
|
97 Records found
|
|
Page 4 of 4 |
|
|
