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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
126,450,000 |
| Market
Cap: |
1.23(B) |
| Last
Volume: |
361,870 |
Avg
Vol: |
748,665 |
| 52
Week Range: |
$7.89 - $10.03 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : 44.6 |
| Insider 3/6 Months : 45.2 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Kayne Anderson MLP/Midstream Investment is a non-diversified closed-end management investment company. Co.'s investment objective is to obtain a high after-tax total return by investing at least 85% of its total assets in energy-related master limited partnerships and their affiliates (MLPs) and in other companies that operate assets used in the gathering, transporting, processing, storing, refining, distributing, mining or marketing of natural gas, natural gas liquids, crude oil, refined petroleum products or coal (collectively with MLPs, Midstream Energy Companies). Co.'s investments are principally in equity securities issued by MLPs and other Midstream Energy Companies.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
26,886,948 |
26,886,948 |
33,136,948 |
| Total Buy Value |
$0 |
$2,147,483,647 |
$2,147,483,647 |
$2,147,483,647 |
| Total People Bought |
0 |
6 |
6 |
7 |
| Total Buy Transactions |
0 |
8 |
8 |
12 |
| Total Shares Sold |
0 |
0 |
0 |
15 |
| Total Sell Value |
$0 |
$0 |
$0 |
$140 |
| Total People Sold |
0 |
0 |
0 |
1 |
| Total Sell Transactions |
0 |
0 |
0 |
1 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Baker James C |
PRESIDENT |
• • – |
2018-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
1,524 |
197,039 |
|
- |
|
| Hart Terry A |
CFO & TREASURER |
• – – |
2018-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
1,524 |
18,799 |
|
- |
|
| Ka Fund Advisors Llc |
SEE NOTE (2) |
– – – |
2018-10-22 |
4 |
D |
$0.00 |
$0 |
I/I |
(303,568) |
11,321 |
|
- |
|
| Ka Fund Advisors Llc |
SEE NOTE (2) |
– – – |
2018-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
152,445 |
353,958 |
|
- |
|
| Frey John C |
EVP, ASST. SEC. & TREAS |
• – – |
2018-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
3,049 |
238,027 |
|
- |
|
| Mccarthy Kevin S |
CHAIRMAN & CEO |
• • – |
2018-10-22 |
4 |
A |
$0.00 |
$0 |
D/D |
3,049 |
617,503 |
|
- |
|
| Mccarthy Kevin S |
Chairman, President and CEO |
• • – |
2018-08-06 |
4/A |
A |
$20.02 |
$841,601 |
D/D |
42,038 |
609,529 |
|
- |
|
| Ka Fund Advisors Llc |
SEE NOTE (2) |
– – – |
2018-08-06 |
4 |
A |
$20.02 |
$354,855 |
I/I |
17,725 |
314,889 |
|
- |
|
| Ka Fund Advisors Llc |
SEE NOTE (2) |
– – – |
2018-08-06 |
4 |
A |
$20.02 |
$496,256 |
D/D |
24,788 |
201,513 |
|
- |
|
| Meraz Jody |
VICE PRESIDENT |
• – – |
2018-08-06 |
4 |
A |
$20.02 |
$58,258 |
D/D |
2,910 |
25,484 |
|
- |
|
| Frey John C |
EVP, ASST. SEC. & TREAS |
• – – |
2018-08-06 |
4 |
A |
$20.02 |
$596,856 |
D/D |
29,813 |
233,093 |
|
- |
|
| Logan Ron M Jr |
SENIOR VP |
• – – |
2018-08-06 |
4 |
A |
$20.02 |
$37,558 |
D/D |
1,876 |
34,317 |
|
- |
|
| Hart Terry A |
CFO & TREASURER |
• – – |
2018-08-06 |
4 |
A |
$20.02 |
$234,454 |
D/D |
11,711 |
17,148 |
|
- |
|
| Boswell Alan |
VICE PRESIDENT |
• – – |
2018-08-06 |
4 |
A |
$20.02 |
$89,429 |
D/D |
4,467 |
5,425 |
|
- |
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| Mccarthy Kevin S |
CHAIRMAN & CEO |
• • – |
2018-08-06 |
4 |
A |
$20.02 |
$841,601 |
D/D |
42,038 |
594,365 |
|
- |
|
| Shladovsky David J |
SEC & GC OF INV. ADVISOR |
– – – |
2018-08-06 |
4 |
A |
$20.02 |
$34,875 |
D/D |
1,742 |
30,376 |
|
- |
|
| Baker James C |
PRESIDENT |
• • – |
2018-08-06 |
4 |
A |
$20.02 |
$1,049,809 |
D/D |
52,438 |
195,515 |
|
- |
|
| Richey Albert L |
Director |
– • – |
2018-08-06 |
4 |
A |
$20.02 |
$241,601 |
D/D |
12,068 |
12,068 |
|
- |
|
| Thacker William L |
Director |
– • – |
2018-08-06 |
4 |
A |
$20.02 |
$49,970 |
D/D |
2,496 |
12,496 |
|
- |
|
| Pearl Barry R |
Director |
– • – |
2018-08-06 |
4 |
A |
$20.02 |
$185,405 |
D/D |
9,261 |
11,711 |
|
- |
|
| Cordes William R |
Director |
– • – |
2018-08-06 |
4 |
A |
$20.02 |
$94,094 |
D/D |
4,700 |
6,700 |
|
- |
|
| Lion Connecticut Holdings Inc. |
10% Owner |
– – • |
2018-06-01 |
4 |
D |
$24.25 |
$22,473,134 |
I/I |
(922,000) |
1,254,000 |
|
- |
|
| Mccarthy Kevin S |
Chairman, President and CEO |
• • – |
2018-05-01 |
4 |
B |
$17.53 |
$250,013 |
D/D |
14,265 |
529,121 |
2.81 |
- |
|
| Kayne Richard A |
Affiliate of Investment Adviso |
– – – |
2018-05-01 |
4 |
S |
$17.53 |
$250,013 |
I/I |
(14,265) |
297,164 |
|
- |
|
| American International Group Inc |
See Remarks |
– – – |
2018-04-26 |
4 |
D |
$6,925,380.00 |
$2,147,483,647 |
I/I |
(6,820,000) |
0 |
|
- |
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154 Records found
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Page 4 of 7 |
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