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Liquid Holdings Group, Inc. (LIQD) |
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$0.00 0.00 (0.00%) as of 4:30 Tue 7/11
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Download |
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| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
24,364,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$0.000001 - $0.001 |
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| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Liquid Holdings Group is a holding company. Through its subsidiaries, Co. is engaged in providing a cloud-based trading and portfolio management solution that integrates order and execution management with risk management, reporting, shadow accounting and managed services for the financial services community. Co.'s products and services include trading technology, risk management technology, shadow accounting and reporting technology, customer support, and broker-dealers and independent introducing broker. Co.'s customers include hedge fund managers, asset managers, wealth management offices, family offices and financial institutions.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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Form |
  Msd Credit Opportunity Master Fund, L.p. |
10% Owner |
– – • |
2015-12-09 |
4 |
S |
$0.02 |
$91,200 |
I/I |
(6,000,000) |
0 |
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- |
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| Storms Brian M |
Vice Chairman |
• • – |
2015-09-08 |
4 |
D |
$0.00 |
$0 |
D/D |
(519,474) |
1,533,525 |
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- |
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| Ibietatorremendia Jose |
General Counsel |
• – – |
2015-03-23 |
4 |
D |
$0.31 |
$2,115 |
D/D |
(6,725) |
39,478 |
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- |
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| Oboyle Robert |
President |
• – – |
2015-03-23 |
4 |
D |
$0.31 |
$2,042 |
D/D |
(6,494) |
33,412 |
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- |
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| Storms Brian M |
Vice Chairman |
• • – |
2015-03-16 |
4 |
D |
$0.29 |
$27,371 |
D/D |
(94,414) |
2,052,999 |
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- |
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| Cooper Bruce P |
Chief Technology OfficerOffice |
• – – |
2015-03-12 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
252,864 |
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- |
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| Guarino Alan C. |
Director |
– • – |
2014-11-03 |
4 |
B |
$0.78 |
$15,584 |
D/D |
20,000 |
20,000 |
2.39 |
- |
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| Shifrin Kenneth David |
Chief Financial Officer |
• – – |
2014-09-18 |
4 |
AS |
$1.43 |
$19,342 |
D/D |
(13,480) |
50,712 |
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- |
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| Shifrin Kenneth David |
Chief Financial Officer |
• – – |
2014-08-20 |
4 |
AS |
$1.35 |
$27,262 |
D/D |
(20,260) |
64,192 |
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- |
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| Ngng, Inc |
10% Owner |
– – • |
2014-07-23 |
4 |
A |
$1.82 |
$100,001 |
I/I |
55,000 |
11,966,141 |
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- |
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| Storms Brian M |
Chief Executive Officer |
• • – |
2014-06-25 |
4 |
A |
$0.00 |
$0 |
D/D |
779,211 |
2,147,413 |
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- |
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| Storms Brian M |
Chief Executive Officer |
• • – |
2014-06-25 |
4 |
D |
$0.00 |
$0 |
D/D |
(253,343) |
1,368,202 |
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- |
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| Bernstein Jay Howard |
Director |
– • – |
2014-06-21 |
4 |
A |
$0.00 |
$0 |
D/D |
3,327 |
2,089,211 |
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- |
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| Raquet Walter F |
Director |
– • – |
2014-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
3,327 |
18,928 |
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- |
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| Ross Thomas Rogerson |
Director |
– • – |
2014-06-11 |
4 |
A |
$0.00 |
$0 |
D/D |
3,327 |
117,646 |
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- |
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| Suskind Dennis A |
Director |
– • – |
2014-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
3,327 |
75,732 |
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- |
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| Davy Darren |
Director |
– • – |
2014-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
3,327 |
294,135 |
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| Simone Victor R Jr |
Director |
– • – |
2014-06-09 |
4 |
A |
$0.00 |
$0 |
D/D |
6,357 |
106,969 |
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| Zavarro Allan |
Director |
– • – |
2014-06-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,327 |
38,186 |
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| Francescani David |
Director |
– • – |
2014-06-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,327 |
730,189 |
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| Msd Credit Opportunity Master Fund, L.p. |
10% Owner |
– – • |
2014-05-20 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
6,000,000 |
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| Simone Victor R Jr |
Director |
– • – |
2014-05-20 |
4 |
B |
$1.58 |
$39,600 |
D/D |
25,000 |
100,612 |
2.39 |
- |
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| Bernstein Jay Howard |
Director |
– • – |
2014-05-20 |
4 |
B |
$1.35 |
$33,750 |
I/I |
25,000 |
298,967 |
2.1 |
- |
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| Bernstein Jay Howard |
Director |
– • – |
2014-05-19 |
4 |
B |
$1.28 |
$63,865 |
I/I |
50,000 |
273,967 |
2.1 |
- |
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| Storms Brian M |
Chief Executive Officer |
• • – |
2014-05-16 |
4 |
B |
$1.26 |
$126,200 |
D/D |
100,000 |
1,621,545 |
2.81 |
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31 Records found
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Page 1 of 2 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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