| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
91,892,000 |
| Market
Cap: |
4.59(B) |
| Last
Volume: |
2,890,890 |
Avg
Vol: |
1,879,663 |
| 52
Week Range: |
$49.99 - $49.99 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-25 |
2023-10-24 |
2023-04-25 |
2022-04-25 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Johnson Terence |
Executive Vice President |
• – – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(156,587) |
0 |
|
- |
|
| Quirk Alison A. |
Director |
– • – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(6,229) |
0 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
I/I |
(6,665) |
0 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(702,646) |
0 |
|
- |
|
| Davidson Carol Anthony |
Director |
– • – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(3,000) |
0 |
|
- |
|
| Angelica Robert E |
Director |
– • – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(27,772) |
0 |
|
- |
|
| Hooley Stephen C |
Director |
– • – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(3,396) |
0 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(43,634) |
0 |
|
- |
|
| Murphy John V |
Director |
– • – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(31,450) |
0 |
|
- |
|
| Nachtwey Peter |
Sr. Executive VP & CFO |
• – – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(176,586) |
0 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2020-07-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(92,270) |
0 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2020-06-26 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,000 |
92,270 |
|
- |
|
| Quirk Alison A. |
Director |
– • – |
2020-06-26 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,008 |
6,229 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-06-10 |
4 |
S |
$49.98 |
$32,395,936 |
D/D |
(648,178) |
702,646 |
|
-0% |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-06-10 |
4 |
OE |
$31.24 |
$27,299,711 |
D/D |
757,864 |
1,350,824 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-06-09 |
4 |
S |
$50.04 |
$832,365 |
D/D |
(16,634) |
592,960 |
|
0% |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-06-09 |
4 |
OE |
$31.46 |
$648,170 |
D/D |
20,603 |
609,594 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-06-08 |
4 |
S |
$50.04 |
$11,171,730 |
D/D |
(223,256) |
588,991 |
|
0% |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-06-08 |
4 |
OE |
$31.46 |
$8,699,823 |
D/D |
276,536 |
812,247 |
|
- |
|
| Trian Fund Management, L.p. |
Director |
– • – |
2020-05-20 |
4 |
S |
$49.80 |
$122,399,084 |
I/I |
(2,457,808) |
0 |
|
-0% |
|
| Trian Fund Management, L.p. |
Director |
– • – |
2020-05-19 |
4 |
S |
$49.82 |
$16,043,959 |
I/I |
(322,034) |
2,457,808 |
|
-0% |
|
| Trian Fund Management, L.p. |
Director |
– • – |
2020-05-18 |
4 |
S |
$49.85 |
$38,765,499 |
I/I |
(777,593) |
2,779,842 |
|
-0% |
|
| Trian Fund Management, L.p. |
Director |
– • – |
2020-05-15 |
4 |
S |
$49.88 |
$16,173,468 |
I/I |
(324,269) |
3,557,435 |
|
-0% |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-04-30 |
4 |
D |
$49.77 |
$741,175 |
D/D |
(14,892) |
535,711 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2020-04-30 |
4 |
D |
$49.77 |
$177,131 |
D/D |
(3,559) |
43,634 |
|
- |
|
266 Records found
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Page 1 of 11 |
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