| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
91,892,000 |
| Market
Cap: |
4.59(B) |
| Last
Volume: |
2,890,890 |
Avg
Vol: |
1,862,258 |
| 52
Week Range: |
$49.99 - $49.99 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schliessler Ursula |
EVP & CAO |
• – – |
2015-05-05 |
4 |
S |
$55.32 |
$83,976 |
D/D |
(1,518) |
14,375 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-05-05 |
4 |
S |
$55.31 |
$7,300,352 |
I/I |
(132,000) |
11,572,914 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-05-04 |
4 |
S |
$55.25 |
$11,050,280 |
I/I |
(200,000) |
11,704,914 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-05-01 |
4 |
S |
$55.07 |
$4,680,950 |
I/I |
(85,000) |
11,904,914 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2015-05-01 |
4 |
S |
$54.27 |
$488,213 |
D/D |
(8,996) |
83,423 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2015-04-30 |
4 |
D |
$53.14 |
$482,671 |
D/D |
(9,083) |
226,317 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2015-04-30 |
4 |
D |
$53.14 |
$75,778 |
D/D |
(1,426) |
38,444 |
|
- |
|
| Hoops Thomas K |
Executive Vice President |
• – – |
2015-04-30 |
4 |
D |
$53.14 |
$880,849 |
D/D |
(16,576) |
64,896 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2015-04-30 |
4 |
D |
$53.14 |
$257,038 |
D/D |
(4,837) |
79,510 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-04-13 |
4 |
S |
$55.01 |
$2,750,595 |
I/I |
(50,000) |
11,989,914 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-04-07 |
4 |
S |
$55.03 |
$1,103,414 |
I/I |
(20,050) |
12,039,914 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-04-06 |
4 |
S |
$55.17 |
$11,033,080 |
I/I |
(200,000) |
12,059,964 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-04-02 |
4 |
S |
$55.54 |
$27,768,850 |
I/I |
(500,000) |
12,259,964 |
|
- |
|
| Schliessler Ursula |
EVP & CAOOfficer |
• – – |
2015-04-01 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
12,651 |
|
- |
|
| Schliessler Ursula |
CAOOfficer |
• – – |
2015-04-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,916 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-04-01 |
4 |
S |
$55.21 |
$7,066,688 |
I/I |
(128,000) |
12,759,964 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2015-02-09 |
5 |
GD |
$0.00 |
$0 |
D/D |
180 |
39,870 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2015-02-05 |
5 |
GD |
$0.00 |
$0 |
D/D |
356 |
235,355 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2015-02-05 |
5 |
GD |
$0.00 |
$0 |
D/D |
365 |
40,050 |
|
- |
|
| Murphy Jennifer |
Exec VP & CAO |
• – – |
2015-01-01 |
4 |
D |
$53.68 |
$14,118 |
D/D |
(263) |
18,581 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2014-12-26 |
5 |
GD |
$0.00 |
$0 |
D/D |
10,984 |
235,711 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2014-12-23 |
5 |
GD |
$0.00 |
$0 |
D/D |
97,055 |
246,695 |
|
- |
|
| Gordon Cheryl G |
Director |
– • – |
2014-12-22 |
4 |
S |
$54.27 |
$67,299 |
D/D |
(1,240) |
27,369 |
|
- |
|
| Trian Fund Management, L.p. |
Director |
– • • |
2014-07-29 |
4 |
A |
$0.00 |
$0 |
I/I |
1,471 |
12,887,964 |
|
- |
|
| Myers John H |
Director |
– • – |
2014-07-29 |
4 |
A |
$0.00 |
$0 |
D/D |
2,451 |
10,582 |
|
- |
|
266 Records found
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Page 10 of 11 |
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