| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
91,892,000 |
| Market
Cap: |
4.59(B) |
| Last
Volume: |
2,890,890 |
Avg
Vol: |
1,862,258 |
| 52
Week Range: |
$49.99 - $49.99 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Nachtwey Peter |
Sr. Executive VP & CFO |
• – – |
2020-04-30 |
4 |
D |
$49.77 |
$425,832 |
D/D |
(8,556) |
176,586 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2020-04-30 |
4 |
D |
$49.77 |
$81,722 |
D/D |
(1,642) |
93,270 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2020-04-30 |
4 |
D |
$49.77 |
$302,004 |
D/D |
(6,068) |
156,587 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-04-13 |
4 |
D |
$49.13 |
$1,306,318 |
D/D |
(26,589) |
580,758 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2020-04-13 |
4 |
A |
$0.00 |
$0 |
D/D |
55,475 |
607,347 |
|
- |
|
| Nachtwey Peter |
Sr. Executive VP & CFO |
• – – |
2020-04-13 |
4 |
D |
$49.13 |
$307,554 |
D/D |
(6,260) |
185,142 |
|
- |
|
| Nachtwey Peter |
Sr. Executive VP & CFO |
• – – |
2020-04-13 |
4 |
A |
$0.00 |
$0 |
D/D |
15,908 |
191,402 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2020-04-13 |
4 |
D |
$49.13 |
$198,289 |
D/D |
(4,036) |
94,912 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2020-04-13 |
4 |
A |
$0.00 |
$0 |
D/D |
8,355 |
98,948 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2020-04-13 |
4 |
D |
$49.13 |
$428,659 |
D/D |
(8,725) |
162,655 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2020-04-13 |
4 |
A |
$0.00 |
$0 |
D/D |
18,562 |
171,380 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• – – |
2020-03-31 |
4 |
S |
$48.74 |
$1,114,733 |
D/D |
(22,871) |
551,872 |
|
-3% |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• – – |
2020-03-31 |
4 |
OE |
$23.72 |
$826,571 |
D/D |
34,847 |
574,743 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2020-03-31 |
4 |
S |
$48.72 |
$8,699,555 |
D/D |
(178,300) |
152,818 |
|
-3% |
|
| Johnson Terence |
Executive Vice President |
• – – |
2020-03-31 |
4 |
OE |
$23.72 |
$7,497,895 |
D/D |
205,752 |
331,118 |
|
- |
|
| Nachtwey Peter |
Sr. Executive VP & CFO |
• – – |
2020-03-12 |
4 |
S |
$48.32 |
$548,432 |
D/D |
(11,350) |
175,494 |
|
-4% |
|
| Johnson Terence |
Executive Vice President |
• – – |
2020-03-05 |
4 |
S |
$49.92 |
$71,685 |
D/D |
(1,436) |
125,366 |
|
-0% |
|
| Johnson Terence |
Executive Vice President |
• – – |
2020-03-05 |
4 |
OE |
$23.72 |
$47,132 |
D/D |
1,987 |
126,802 |
|
- |
|
| Nachtwey Peter |
Sr. Executive VP & CFO |
• – – |
2020-03-04 |
4 |
S |
$49.80 |
$5,067,558 |
D/D |
(101,721) |
186,844 |
|
0% |
|
| Nachtwey Peter |
Sr. Executive VP & CFO |
• – – |
2020-03-04 |
4 |
OE |
$31.24 |
$4,449,896 |
D/D |
115,411 |
288,565 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2020-03-04 |
4 |
S |
$49.82 |
$1,691,489 |
D/D |
(33,952) |
90,593 |
|
0% |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2020-03-04 |
4 |
OE |
$31.24 |
$1,492,479 |
D/D |
41,822 |
124,545 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2020-03-03 |
4 |
S |
$49.83 |
$1,047,078 |
D/D |
(21,013) |
82,723 |
|
-0% |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2020-03-03 |
4 |
OE |
$23.72 |
$942,066 |
D/D |
24,998 |
103,736 |
|
- |
|
| Nachtwey Peter |
Sr. Executive VP & CFO |
• – – |
2020-03-03 |
4 |
S |
$49.83 |
$1,125,560 |
D/D |
(22,588) |
173,154 |
|
-0% |
|
266 Records found
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Page 2 of 11 |
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