| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
91,892,000 |
| Market
Cap: |
4.59(B) |
| Last
Volume: |
2,890,890 |
Avg
Vol: |
1,862,258 |
| 52
Week Range: |
$49.99 - $49.99 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Nachtwey Peter |
Sr. Executive VP & CFO |
• – – |
2020-03-03 |
4 |
OE |
$23.72 |
$1,366,379 |
D/D |
46,764 |
195,742 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2020-03-03 |
4 |
S |
$49.81 |
$1,127,001 |
D/D |
(22,626) |
47,553 |
|
-0% |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2020-03-03 |
4 |
OE |
$31.57 |
$1,023,213 |
D/D |
26,574 |
70,179 |
|
- |
|
| Hooley Stephen C |
Director |
– • – |
2019-08-30 |
4 |
A |
$0.00 |
$0 |
D/D |
3,396 |
3,396 |
|
- |
|
| Quirk Alison A. |
Director |
– • – |
2019-07-30 |
4 |
A |
$0.00 |
$0 |
D/D |
3,276 |
7,237 |
|
- |
|
| Trian Fund Management, L.p. |
Director |
– • – |
2019-07-30 |
4 |
A |
$0.00 |
$0 |
I/I |
3,930 |
3,881,704 |
|
- |
|
| Angelica Robert E |
Director |
– • – |
2019-07-30 |
4 |
A |
$0.00 |
$0 |
D/D |
1,965 |
27,772 |
|
- |
|
| Murphy John V |
Director |
– • – |
2019-07-30 |
4 |
A |
$0.00 |
$0 |
D/D |
3,276 |
31,450 |
|
- |
|
| Trian Fund Management, L.p. |
Director |
– • – |
2019-06-20 |
4 |
A |
$0.00 |
$0 |
I/I |
4,056 |
3,877,774 |
|
- |
|
| Trian Fund Management, L.p. |
Director |
– • – |
2019-05-20 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
3,873,718 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2019-05-16 |
4 |
AS |
$36.21 |
$670,790 |
D/D |
(18,525) |
124,815 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2019-05-16 |
4 |
OE |
$33.99 |
$647,170 |
D/D |
19,040 |
143,340 |
|
- |
|
| Nachtwey Peter |
Chief Financial Officer |
• – – |
2019-05-16 |
4 |
AS |
$36.13 |
$332,143 |
D/D |
(9,193) |
148,978 |
|
- |
|
| Nachtwey Peter |
Chief Financial Officer |
• – – |
2019-05-16 |
4 |
OE |
$33.99 |
$323,585 |
D/D |
9,520 |
158,171 |
|
- |
|
| Sullivan Joseph A |
Sr. Executive Vice President |
• – – |
2019-05-16 |
4 |
AS |
$36.18 |
$957,685 |
D/D |
(26,470) |
539,555 |
|
- |
|
| Sullivan Joseph A |
Sr. Executive Vice President |
• – – |
2019-05-16 |
4 |
OE |
$33.99 |
$931,938 |
D/D |
27,418 |
566,025 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2019-05-16 |
4 |
AS |
$36.03 |
$129,996 |
D/D |
(3,608) |
23,887 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2019-05-16 |
4 |
OE |
$33.99 |
$126,205 |
D/D |
3,713 |
27,495 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2019-05-16 |
4 |
AS |
$36.11 |
$201,566 |
D/D |
(5,582) |
78,716 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2019-05-16 |
4 |
OE |
$33.99 |
$194,151 |
D/D |
5,712 |
84,298 |
|
- |
|
| Cashman Frances |
Executive Vice President |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
11,769 |
66,905 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
17,092 |
124,300 |
|
- |
|
| Nachtwey Peter |
Chief Financial Officer |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
21,255 |
167,691 |
|
- |
|
| Sullivan Joseph A |
Sr. Executive Vice President |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
71,669 |
538,607 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2019-05-15 |
4 |
AS |
$34.99 |
$81,947 |
D/D |
(2,342) |
43,605 |
|
- |
|
266 Records found
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Page 3 of 11 |
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