| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
91,892,000 |
| Market
Cap: |
4.59(B) |
| Last
Volume: |
2,890,890 |
Avg
Vol: |
1,862,258 |
| 52
Week Range: |
$49.99 - $49.99 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Lattin Patricia |
Executive Vice President |
• – – |
2019-05-15 |
4 |
OE |
$33.99 |
$80,896 |
D/D |
2,380 |
45,947 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
5,972 |
43,567 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
12,050 |
78,586 |
|
- |
|
| Hoops Thomas K |
Executive Vice President |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
16,793 |
110,677 |
|
- |
|
| Kenney John |
Executive Vice President |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
11,734 |
62,108 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2019-04-30 |
4 |
D |
$33.52 |
$36,369 |
D/D |
(1,085) |
66,536 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2019-04-30 |
4 |
D |
$33.52 |
$165,890 |
D/D |
(4,949) |
146,436 |
|
- |
|
| Hoops Thomas K |
Executive Vice President |
• – – |
2019-04-30 |
4 |
D |
$33.52 |
$122,046 |
D/D |
(3,641) |
93,884 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2019-04-30 |
4 |
D |
$33.52 |
$83,163 |
D/D |
(2,481) |
23,782 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2019-04-30 |
4 |
D |
$33.52 |
$60,336 |
D/D |
(1,800) |
466,776 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2019-04-30 |
4 |
D |
$33.52 |
$190,561 |
D/D |
(5,685) |
107,208 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2019-04-30 |
4 |
D |
$33.52 |
$114,672 |
D/D |
(3,421) |
37,595 |
|
- |
|
| Kenney John |
Executive Vice President |
• – – |
2019-04-30 |
4 |
D |
$33.52 |
$139,611 |
D/D |
(4,165) |
50,374 |
|
- |
|
| Cashman Frances |
Executive Vice President |
• – – |
2019-04-30 |
4 |
D |
$33.52 |
$165,689 |
D/D |
(4,943) |
55,136 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2019-04-15 |
4 |
D |
$32.69 |
$67,004 |
D/D |
(2,050) |
151,386 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2019-04-15 |
4 |
A |
$0.00 |
$0 |
D/D |
6,147 |
153,436 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2019-04-15 |
4 |
D |
$32.69 |
$32,031 |
D/D |
(980) |
68,125 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2019-04-15 |
4 |
A |
$0.00 |
$0 |
D/D |
2,880 |
69,105 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2019-04-15 |
4 |
D |
$32.69 |
$31,933 |
D/D |
(977) |
26,263 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2019-04-15 |
4 |
A |
$0.00 |
$0 |
D/D |
2,078 |
27,240 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2019-04-15 |
4 |
D |
$32.69 |
$230,723 |
D/D |
(7,059) |
480,277 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2019-04-15 |
4 |
A |
$0.00 |
$0 |
D/D |
21,436 |
486,926 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2019-04-15 |
4 |
D |
$32.69 |
$122,601 |
D/D |
(3,751) |
112,893 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2019-04-15 |
4 |
A |
$0.00 |
$0 |
D/D |
7,980 |
116,644 |
|
- |
|
| Hoops Thomas K |
Executive Vice President |
• – – |
2019-04-15 |
4 |
D |
$32.69 |
$49,877 |
D/D |
(1,526) |
97,525 |
|
- |
|
266 Records found
|
|
Page 4 of 11 |
|
|
