| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
91,892,000 |
| Market
Cap: |
4.59(B) |
| Last
Volume: |
2,890,890 |
Avg
Vol: |
1,862,258 |
| 52
Week Range: |
$49.99 - $49.99 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hoops Thomas K |
Executive Vice President |
• – – |
2019-04-15 |
4 |
A |
$0.00 |
$0 |
D/D |
5,036 |
99,051 |
|
- |
|
| Cashman Frances |
Executive Vice President |
• – – |
2018-09-24 |
4 |
AS |
$31.59 |
$317,905 |
D/D |
(10,058) |
62,879 |
|
- |
|
| Cashman Frances |
Executive Vice President |
• – – |
2018-09-24 |
4 |
OE |
$31.47 |
$316,714 |
D/D |
10,064 |
72,937 |
|
- |
|
| Reed W Allen |
Director |
– • – |
2018-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
3,638 |
54,280 |
|
- |
|
| Angelica Robert E |
Director |
– • – |
2018-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
2,183 |
25,807 |
|
- |
|
| Murphy John V |
Director |
– • – |
2018-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
3,638 |
28,174 |
|
- |
|
| Huff Barry W. |
Director |
– • – |
2018-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
3,638 |
29,534 |
|
- |
|
| Quirk Alison A. |
Director |
– • – |
2018-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
2,183 |
3,961 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2018-05-17 |
4 |
D |
$39.00 |
$192,192 |
D/D |
(4,928) |
108,664 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2018-05-17 |
4 |
OE |
$33.25 |
$192,218 |
D/D |
5,781 |
113,592 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2018-05-16 |
4/A |
OE |
$33.25 |
$93,133 |
D/D |
2,801 |
68,741 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2018-05-16 |
4/A |
OE |
$33.25 |
$32,386 |
D/D |
974 |
42,419 |
|
- |
|
| Sullivan Joseph A |
Sr. Executive Vice President |
• – – |
2018-05-16 |
4 |
AS |
$38.69 |
$1,216,060 |
D/D |
(31,336) |
465,222 |
|
- |
|
| Sullivan Joseph A |
Sr. Executive Vice President |
• – – |
2018-05-16 |
4 |
OE |
$33.25 |
$1,151,315 |
D/D |
34,626 |
496,558 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2018-05-16 |
4 |
AS |
$38.95 |
$34,977 |
D/D |
(898) |
41,521 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2018-05-16 |
4 |
AS |
$38.80 |
$98,436 |
D/D |
(2,537) |
66,204 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
20,748 |
147,289 |
|
- |
|
| Cashman Frances |
Executive Vice President |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
11,747 |
62,845 |
|
- |
|
| Hoops Thomas K |
Executive Vice President |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
16,918 |
94,015 |
|
- |
|
| Kenney John |
Executive Vice President |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
11,651 |
54,335 |
|
- |
|
| Sullivan Joseph A |
Sr. Executive Vice President |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
76,609 |
461,932 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2018-05-15 |
4 |
OE |
$33.25 |
$32,386 |
D/D |
974 |
42,419 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
5,809 |
41,445 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2018-05-15 |
4 |
OE |
$33.25 |
$93,133 |
D/D |
2,801 |
68,741 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
11,715 |
65,940 |
|
- |
|
266 Records found
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Page 5 of 11 |
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