| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
91,892,000 |
| Market
Cap: |
4.59(B) |
| Last
Volume: |
2,890,890 |
Avg
Vol: |
1,862,258 |
| 52
Week Range: |
$49.99 - $49.99 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schliessler Ursula |
EVP & CAO |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
7,978 |
25,162 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2018-05-01 |
4 |
D |
$39.60 |
$128,977 |
D/D |
(3,257) |
126,541 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2018-05-01 |
4 |
D |
$39.60 |
$73,656 |
D/D |
(1,860) |
17,184 |
|
- |
|
| Cashman Frances |
Executive Vice President |
• – – |
2018-05-01 |
4 |
D |
$39.60 |
$172,458 |
D/D |
(4,355) |
51,098 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2018-05-01 |
4 |
D |
$39.60 |
$39,719 |
D/D |
(1,003) |
54,225 |
|
- |
|
| Lattin Patricia |
Executive Vice President |
• – – |
2018-05-01 |
4 |
D |
$39.60 |
$110,326 |
D/D |
(2,786) |
35,636 |
|
- |
|
| Hoops Thomas K |
Executive Vice President |
• – – |
2018-05-01 |
4 |
D |
$39.60 |
$97,297 |
D/D |
(2,457) |
77,097 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2018-05-01 |
4 |
D |
$39.60 |
$291,456 |
D/D |
(7,360) |
107,811 |
|
- |
|
| Kenney John |
Executive Vice President |
• – – |
2018-05-01 |
4 |
D |
$39.60 |
$184,892 |
D/D |
(4,669) |
42,684 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2018-05-01 |
4 |
D |
$39.60 |
$58,252 |
D/D |
(1,471) |
385,176 |
|
- |
|
| Quirk Alison A. |
Director |
– • – |
2017-12-29 |
4 |
A |
$0.00 |
$0 |
D/D |
1,778 |
1,778 |
|
- |
|
| Angelica Robert E |
Director |
– • – |
2017-07-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,824 |
23,624 |
|
- |
|
| Murphy John V |
Director |
– • – |
2017-07-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,041 |
24,536 |
|
- |
|
| Reed W Allen |
Director |
– • – |
2017-07-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,041 |
50,642 |
|
- |
|
| Huff Barry W. |
Director |
– • – |
2017-07-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,041 |
25,896 |
|
- |
|
| Chiu Robert |
Director |
– • – |
2017-07-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,041 |
6,424 |
|
- |
|
| Shanda Payment Investment Ltd |
Director |
– • – |
2017-07-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,041 |
6,424 |
|
- |
|
| Shanda Payment Investment Ltd |
10% Owner |
– – • |
2017-06-28 |
4 |
S |
$38.43 |
$162,654,975 |
I/I |
(4,232,500) |
5,567,653 |
|
- |
|
| Lattin Patricia |
Executive Vice PresidentOffice |
• – – |
2017-06-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
38,659 |
|
- |
|
| Cashman Frances |
Executive Vice PresidentOffice |
• – – |
2017-06-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
59,333 |
|
- |
|
| Kenney John |
Executive Vice PresidentOffice |
• – – |
2017-06-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
47,226 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2017-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
12,673 |
129,798 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2017-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
44,102 |
394,601 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2017-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
14,756 |
115,171 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2017-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
4,599 |
19,044 |
|
- |
|
266 Records found
|
|
Page 6 of 11 |
|
|
