| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
91,892,000 |
| Market
Cap: |
4.59(B) |
| Last
Volume: |
2,890,890 |
Avg
Vol: |
1,862,258 |
| 52
Week Range: |
$49.99 - $49.99 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Reed W Allen |
Director |
– • – |
2016-07-26 |
4 |
A |
$0.00 |
$0 |
D/D |
3,788 |
47,601 |
|
- |
|
| Kass Dennis M. |
Director |
– • – |
2016-07-26 |
4 |
A |
$0.00 |
$0 |
D/D |
2,273 |
26,651 |
|
- |
|
| Angelica Robert E |
Director |
– • – |
2016-07-26 |
4 |
A |
$0.00 |
$0 |
D/D |
2,273 |
21,800 |
|
- |
|
| Myers John H |
Director |
– • – |
2016-07-26 |
4 |
A |
$0.00 |
$0 |
D/D |
3,788 |
11,364 |
|
- |
|
| Shanda Payment Investment Ltd |
10% Owner |
– – • |
2016-06-22 |
4 |
S |
$32.11 |
$513,704 |
I/I |
(16,000) |
10,510,153 |
|
- |
|
| Shanda Payment Investment Ltd |
10% Owner |
– – • |
2016-06-15 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
10,510,153 |
|
- |
|
| Davidson Carol Anthony |
Director |
– • – |
2016-06-06 |
4 |
B |
$33.92 |
$101,760 |
D/D |
3,000 |
3,000 |
2.39 |
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
53,137 |
351,858 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
7,170 |
48,588 |
|
- |
|
| Hoops Thomas K |
Executive Vice President |
• – – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
12,484 |
77,778 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
5,198 |
16,190 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
19,780 |
107,517 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
15,269 |
120,452 |
|
- |
|
| Hoops Thomas K |
Executive Vice President |
• – – |
2016-05-02 |
4 |
D |
$32.66 |
$247,040 |
D/D |
(7,564) |
65,294 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2016-05-02 |
4 |
D |
$32.66 |
$131,685 |
D/D |
(4,032) |
105,183 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2016-05-02 |
4 |
D |
$32.66 |
$48,271 |
D/D |
(1,478) |
41,418 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2016-05-02 |
4 |
D |
$32.66 |
$310,205 |
D/D |
(9,498) |
298,535 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2016-05-02 |
4 |
S |
$31.65 |
$52,568 |
D/D |
(1,659) |
10,992 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2016-05-02 |
4 |
S |
$31.65 |
$301,276 |
D/D |
(9,519) |
87,737 |
|
- |
|
| Myers John H |
Director |
– • – |
2016-04-26 |
4 |
GD |
$0.00 |
$0 |
D/D |
7,631 |
7,576 |
|
- |
|
| Trian Partners Master Fund, L.p. |
Former 10% Owner |
– – – |
2016-04-11 |
4 |
S |
$32.00 |
$336,836,896 |
I/I |
(10,526,153) |
513,743 |
|
- |
|
| Trian Partners Strategic Investment Fund-A General |
Former 10% Owner |
– – – |
2016-04-11 |
4 |
S |
$32.00 |
$336,836,896 |
I/I |
(10,526,153) |
513,743 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2016-02-01 |
4 |
S |
$29.70 |
$1,586,515 |
D/D |
(53,418) |
307,393 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2016-02-01 |
4 |
OE |
$14.81 |
$1,048,874 |
D/D |
70,822 |
360,811 |
|
- |
|
| Reed W Allen |
Director |
– • – |
2016-01-26 |
4 |
B |
$29.68 |
$296,800 |
D/D |
10,000 |
43,813 |
2.39 |
- |
|
266 Records found
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Page 8 of 11 |
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