| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
91,892,000 |
| Market
Cap: |
4.59(B) |
| Last
Volume: |
2,890,890 |
Avg
Vol: |
1,862,258 |
| 52
Week Range: |
$49.99 - $49.99 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kass Dennis M. |
Director |
– • – |
2016-01-26 |
4 |
B |
$29.80 |
$104,300 |
D/D |
3,500 |
24,378 |
2.39 |
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2016-01-26 |
4 |
B |
$29.92 |
$598,400 |
D/D |
20,000 |
109,215 |
2.74 |
- |
|
| Murphy John V |
Director |
– • – |
2016-01-26 |
4 |
B |
$29.74 |
$148,700 |
D/D |
5,000 |
17,707 |
2.39 |
- |
|
| Myers John H |
Director |
– • – |
2016-01-26 |
4 |
B |
$29.77 |
$59,540 |
D/D |
2,000 |
15,207 |
2.39 |
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2016-01-26 |
4 |
B |
$29.81 |
$745,250 |
D/D |
25,000 |
289,989 |
2.81 |
- |
|
| Trian Partners Strategic Investment Fund-A, L.p. |
10% Owner |
– – • |
2015-08-05 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
11,039,896 |
|
- |
|
| Trian Partners Strategic Co-Investment Fund-A Gp, |
10% Owner |
– – • |
2015-08-05 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
11,039,896 |
|
- |
|
| Murphy John V |
Director |
– • – |
2015-07-28 |
4 |
A |
$0.00 |
$0 |
D/D |
2,625 |
12,707 |
|
- |
|
| Kass Dennis M. |
Director |
– • – |
2015-07-28 |
4 |
A |
$0.00 |
$0 |
D/D |
2,625 |
20,878 |
|
- |
|
| Myers John H |
Director |
– • – |
2015-07-28 |
4 |
A |
$0.00 |
$0 |
D/D |
2,625 |
13,207 |
|
- |
|
| Reed W Allen |
Director |
– • – |
2015-07-28 |
4 |
A |
$0.00 |
$0 |
D/D |
2,625 |
33,813 |
|
- |
|
| Gordon Cheryl G |
Director |
– • – |
2015-07-28 |
4 |
A |
$0.00 |
$0 |
D/D |
2,625 |
29,994 |
|
- |
|
| Angelica Robert E |
Director |
– • – |
2015-07-28 |
4 |
A |
$0.00 |
$0 |
D/D |
1,575 |
19,527 |
|
- |
|
| Huff Barry W. |
Director |
– • – |
2015-07-28 |
4 |
A |
$0.00 |
$0 |
D/D |
1,575 |
19,067 |
|
- |
|
| Trian Fund Management, L.p. |
Former 10% Owner |
– – – |
2015-05-27 |
4 |
S |
$54.04 |
$8,874,308 |
I/I |
(164,218) |
11,039,896 |
|
- |
|
| Trian Fund Management, L.p. |
Former 10% Owner |
– – – |
2015-05-26 |
4 |
S |
$53.63 |
$8,043,975 |
I/I |
(150,000) |
11,204,114 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-05-20 |
4 |
S |
$54.08 |
$4,520,929 |
I/I |
(83,600) |
11,354,114 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-05-19 |
4 |
S |
$54.57 |
$829,418 |
I/I |
(15,200) |
11,437,714 |
|
- |
|
| Trian Fund Management, L.p. |
10% Owner |
– – • |
2015-05-18 |
4 |
S |
$54.62 |
$6,554,184 |
I/I |
(120,000) |
11,452,914 |
|
- |
|
| Johnson Terence |
Executive Vice President |
• – – |
2015-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
13,833 |
97,256 |
|
- |
|
| Nachtwey Peter |
Exec VP & CFO |
• – – |
2015-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
9,705 |
89,215 |
|
- |
|
| Schliessler Ursula |
EVP & CAO |
• – – |
2015-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
3,322 |
17,697 |
|
- |
|
| Merchant Thomas C |
Exec VP & General Counsel |
• – – |
2015-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
4,440 |
42,884 |
|
- |
|
| Sullivan Joseph A |
Chairman, President & CEO |
• • – |
2015-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
38,525 |
264,948 |
|
- |
|
| Hoops Thomas K |
Executive Vice President |
• – – |
2015-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
7,962 |
72,858 |
|
- |
|
266 Records found
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Page 9 of 11 |
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