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| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.10(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$180.95 - $273.77 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
557 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$100,388 |
$401,731 |
| Total People Bought |
0 |
0 |
1 |
2 |
| Total Buy Transactions |
0 |
0 |
1 |
3 |
| Total Shares Sold |
101,656 |
117,074 |
131,167 |
429,278 |
| Total Sell Value |
$26,463,831 |
$29,948,981 |
$33,334,367 |
$101,113,965 |
| Total People Sold |
5 |
7 |
8 |
9 |
| Total Sell Transactions |
9 |
11 |
15 |
35 |
| End Date |
2024-01-25 |
2023-10-24 |
2023-04-25 |
2022-04-25 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Bernard Edward C |
Director |
– • – |
2024-03-26 |
4 |
A |
$0.00 |
$0 |
D/D |
5 |
13,555 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2024-03-26 |
4 |
A |
$0.00 |
$0 |
D/D |
6 |
20,007 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2024-03-26 |
4 |
A |
$0.00 |
$0 |
D/D |
8 |
11,808 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2024-03-26 |
4 |
A |
$0.00 |
$0 |
D/D |
22 |
40,569 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2024-03-26 |
4 |
A |
$0.00 |
$0 |
D/D |
16 |
21,246 |
|
- |
|
| Putnam James S |
Director |
– • – |
2024-03-26 |
4 |
A |
$0.00 |
$0 |
D/D |
12 |
135,296 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2024-03-26 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
9,722 |
|
- |
|
| Audette Matthew J |
CFO and Head of Business Ops |
• – – |
2024-02-26 |
4 |
AS |
$263.41 |
$1,485,607 |
D/D |
(5,574) |
13,663 |
|
-2% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2024-02-26 |
4 |
AS |
$262.73 |
$9,277,539 |
D/D |
(34,807) |
141,810 |
|
-2% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2024-02-26 |
4 |
OE |
$39.48 |
$114,926 |
D/D |
2,911 |
176,617 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2024-02-26 |
4 |
AS |
$263.00 |
$631,200 |
D/D |
(2,400) |
10,495 |
|
-2% |
|
| Gates Greg |
Managing Director |
• – – |
2024-02-26 |
4 |
S |
$263.44 |
$3,035,697 |
D/D |
(11,401) |
19,080 |
|
0% |
|
| Sethi Kabir |
Managing Director |
• – – |
2024-02-26 |
4 |
AS |
$263.59 |
$346,451 |
D/D |
(1,300) |
10,245 |
|
-2% |
|
| Audette Matthew J |
CFO and Head of Business Ops |
• – – |
2024-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
13,661 |
19,237 |
|
- |
|
| Audette Matthew J |
CFO and Head of Business Ops |
• – – |
2024-02-25 |
4 |
D |
$263.36 |
$1,861,428 |
D/D |
(7,068) |
16,878 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2024-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
81,552 |
173,706 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2024-02-25 |
4 |
D |
$263.36 |
$10,801,710 |
D/D |
(41,015) |
160,954 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2024-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
7,685 |
12,895 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2024-02-25 |
4 |
D |
$263.36 |
$901,745 |
D/D |
(3,424) |
11,106 |
|
- |
|
| Gates Greg |
Managing Director |
• – – |
2024-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
8,264 |
30,481 |
|
- |
|
| Gates Greg |
Managing Director |
• – – |
2024-02-25 |
4 |
D |
$263.36 |
$833,271 |
D/D |
(3,164) |
28,155 |
|
- |
|
| Brown Althea |
Managing Director |
• – – |
2024-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,871 |
6,190 |
|
- |
|
| Jambusaria Aneri |
Managing Director |
• – – |
2024-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,718 |
4,225 |
|
- |
|
| Jambusaria Aneri |
Managing Director |
• – – |
2024-02-25 |
4 |
D |
$263.36 |
$341,051 |
D/D |
(1,295) |
3,087 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2024-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
15,379 |
24,896 |
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- |
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1226 Records found
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Page 1 of 50 |
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2.36 (0.88%) 
