| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.60(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$180.95 - $273.91 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
101,656 |
115,144 |
131,167 |
429,278 |
| Total Sell Value |
$26,463,831 |
$29,519,807 |
$33,334,367 |
$101,113,965 |
| Total People Sold |
5 |
6 |
8 |
9 |
| Total Sell Transactions |
9 |
10 |
15 |
35 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Oroschakoff Michelle |
Managing Director |
• – – |
2022-02-16 |
4 |
OE |
$19.85 |
$397,000 |
D/D |
20,000 |
49,197 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2022-02-13 |
4 |
D |
$187.08 |
$993,769 |
D/D |
(5,312) |
172,132 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2022-02-07 |
4 |
AS |
$180.04 |
$3,624,048 |
D/D |
(20,000) |
12,393 |
|
2% |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2022-02-07 |
4 |
OE |
$19.85 |
$397,000 |
D/D |
20,000 |
32,393 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2022-02-07 |
4 |
S |
$180.12 |
$14,561,178 |
D/D |
(80,368) |
46,628 |
|
-2% |
|
| White George Burton |
Managing Director |
• – – |
2022-02-07 |
4 |
OE |
$19.85 |
$2,369,225 |
D/D |
80,368 |
126,996 |
|
- |
|
| Gates Greg |
Managing Director |
• – – |
2021-12-10 |
4 |
D |
$160.27 |
$370,865 |
D/D |
(2,314) |
20,506 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2021-12-07 |
4 |
S |
$166.10 |
$3,699,213 |
D/D |
(22,271) |
46,628 |
|
-33% |
|
| White George Burton |
Managing Director |
• – – |
2021-12-07 |
4 |
OE |
$39.48 |
$928,846 |
D/D |
22,271 |
68,899 |
|
- |
|
| Fandrey Edward |
Managing Director |
• – – |
2021-11-24 |
4 |
D |
$171.99 |
$301,842 |
D/D |
(1,755) |
19,442 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2021-11-16 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,571 |
177,444 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2021-11-16 |
4 |
AS |
$166.43 |
$2,840,238 |
D/D |
(17,010) |
29,197 |
|
11% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2021-11-16 |
4 |
OE |
$19.85 |
$687,641 |
D/D |
20,000 |
46,207 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2021-09-07 |
4 |
D |
$147.69 |
$551,770 |
D/D |
(3,736) |
19,166 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2021-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
11 |
9,082 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2021-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
9 |
21,201 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2021-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
34 |
50,895 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2021-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
7 |
10,862 |
|
- |
|
| Putnam James S |
Director |
– • – |
2021-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
18 |
132,524 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2021-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
5 |
8,073 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2021-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
25 |
18,418 |
|
- |
|
| Fandrey Edward |
Managing Director |
• – – |
2021-08-26 |
4 |
AS |
$148.78 |
$265,424 |
D/D |
(1,784) |
21,197 |
|
20% |
|
| Fandrey Edward |
Managing Director |
• – – |
2021-08-25 |
4 |
D |
$148.37 |
$260,389 |
D/D |
(1,755) |
22,981 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2021-08-20 |
4 |
GD |
$0.00 |
$0 |
D/D |
23,000 |
181,015 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2021-08-16 |
4 |
AS |
$143.69 |
$2,620,874 |
D/D |
(18,185) |
26,207 |
|
12% |
|
912 Records found
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Page 10 of 37 |
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