| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.36(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$193.61 - $273.91 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
73,952 |
101,656 |
131,167 |
413,554 |
| Total Sell Value |
$19,578,085 |
$26,463,831 |
$33,334,367 |
$98,405,745 |
| Total People Sold |
5 |
5 |
8 |
9 |
| Total Sell Transactions |
8 |
9 |
15 |
34 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schifter Richard P |
Director |
– • – |
2021-05-06 |
4 |
A |
$0.00 |
$0 |
D/D |
1,593 |
50,827 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2021-05-06 |
4 |
A |
$0.00 |
$0 |
D/D |
1,593 |
9,060 |
|
- |
|
| Mulcahy Anne M |
Director |
– • – |
2021-05-06 |
4 |
A |
$0.00 |
$0 |
D/D |
1,593 |
31,755 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2021-05-06 |
4 |
A |
$0.00 |
$0 |
D/D |
1,593 |
10,848 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2021-05-06 |
4 |
A |
$0.00 |
$0 |
D/D |
1,593 |
18,368 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
6 |
9,255 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
8 |
20,132 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
24 |
16,775 |
|
- |
|
| Putnam James S |
Director |
– • – |
2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
17 |
131,437 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
10 |
7,467 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
33 |
49,234 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
7,012 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2021-03-08 |
4 |
S |
$136.67 |
$192,158 |
D/D |
(1,406) |
22,902 |
|
2% |
|
| Enyedi Matthew |
Managing Director |
• – – |
2021-03-01 |
4 |
S |
$136.41 |
$64,931 |
D/D |
(476) |
5,210 |
|
-2% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2021-02-26 |
4 |
AS |
$130.23 |
$333,128 |
D/D |
(2,558) |
204,015 |
|
1% |
|
| Semerjian Dayton |
Managing Director |
• – – |
2021-02-26 |
4 |
D |
$131.54 |
$245,059 |
D/D |
(1,863) |
13,108 |
|
- |
|
| Seese Scott |
Managing Director |
• – – |
2021-02-26 |
4 |
AS |
$130.23 |
$118,119 |
D/D |
(907) |
25,594 |
|
1% |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2021-02-26 |
4 |
AS |
$128.85 |
$198,533 |
D/D |
(1,512) |
12,393 |
|
1% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2021-02-26 |
4 |
AS |
$130.23 |
$122,807 |
D/D |
(943) |
24,392 |
|
1% |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2021-02-26 |
4 |
AS |
$130.23 |
$120,593 |
D/D |
(926) |
27,523 |
|
1% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
14,743 |
206,573 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2021-02-25 |
4 |
D |
$132.10 |
$302,641 |
D/D |
(2,291) |
191,830 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,457 |
37,892 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2021-02-25 |
4 |
D |
$132.10 |
$120,872 |
D/D |
(915) |
35,435 |
|
- |
|
| Semerjian Dayton |
Managing Director |
• – – |
2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,866 |
14,971 |
|
- |
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912 Records found
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Page 12 of 37 |
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