| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.60(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$180.95 - $273.91 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
101,656 |
115,144 |
131,167 |
429,278 |
| Total Sell Value |
$26,463,831 |
$29,519,807 |
$33,334,367 |
$101,113,965 |
| Total People Sold |
5 |
6 |
8 |
9 |
| Total Sell Transactions |
9 |
10 |
15 |
35 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Steinmeier Richard |
Managing Director |
• – – |
2024-02-25 |
4 |
D |
$263.36 |
$1,948,074 |
D/D |
(7,397) |
22,293 |
|
- |
|
| Sethi Kabir |
Managing Director |
• – – |
2024-02-25 |
4 |
D |
$263.36 |
$50,565 |
D/D |
(192) |
11,545 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2024-02-23 |
4 |
AS |
$265.39 |
$1,883,245 |
D/D |
(7,089) |
133,169 |
|
3% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2024-02-23 |
4 |
OE |
$39.48 |
$279,874 |
D/D |
7,089 |
140,258 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2024-02-20 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,875 |
133,169 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2024-02-20 |
4 |
AS |
$255.19 |
$2,563,512 |
D/D |
(10,000) |
137,044 |
|
6% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2024-02-20 |
4 |
OE |
$39.48 |
$394,800 |
D/D |
10,000 |
147,044 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2024-02-20 |
4 |
AS |
$256.94 |
$354,834 |
D/D |
(1,381) |
8,634 |
|
6% |
|
| Enyedi Matthew |
Managing Director |
• – – |
2024-02-20 |
4 |
OE |
$45.55 |
$62,905 |
D/D |
1,381 |
10,015 |
|
- |
|
| Audette Matthew J |
CFO and Head of Business Ops |
• – – |
2024-02-05 |
4 |
AS |
$246.02 |
$6,885,746 |
D/D |
(27,704) |
12,644 |
|
9% |
|
| Audette Matthew J |
CFO and Head of Business Ops |
• – – |
2024-02-05 |
4 |
OE |
$39.48 |
$1,093,754 |
D/D |
27,704 |
40,348 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2023-12-22 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,628 |
40,547 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2023-12-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,400 |
137,044 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2023-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
26 |
42,175 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2023-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
20 |
21,230 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2023-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
6 |
9,718 |
|
- |
|
| Putnam James S |
Director |
– • – |
2023-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
15 |
135,284 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2023-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
7 |
13,550 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2023-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
10 |
11,800 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2023-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
9 |
20,001 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2023-11-10 |
4 |
S |
$226.57 |
$3,055,976 |
D/D |
(13,488) |
25,196 |
|
-14% |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2023-11-10 |
4 |
OE |
$54.81 |
$739,277 |
D/D |
13,488 |
38,684 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2023-11-09 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,440 |
141,444 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2023-11-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,344 |
8,634 |
|
- |
|
| Jambusaria Aneri |
Managing Director |
• – – |
2023-11-02 |
4 |
S |
$222.37 |
$429,174 |
D/D |
(1,930) |
1,802 |
|
-20% |
|
912 Records found
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Page 2 of 37 |
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1.32 (0.49%) 
