| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.36(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$193.61 - $273.91 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
73,952 |
101,656 |
131,167 |
413,554 |
| Total Sell Value |
$19,578,085 |
$26,463,831 |
$33,334,367 |
$98,405,745 |
| Total People Sold |
5 |
5 |
8 |
9 |
| Total Sell Transactions |
8 |
9 |
15 |
34 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kalbaugh John Andrew |
Managing Director |
• – – |
2020-01-27 |
4 |
AS |
$92.94 |
$5,983,477 |
D/D |
(64,380) |
29,894 |
|
-15% |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-01-27 |
4 |
OE |
$19.85 |
$1,277,943 |
D/D |
64,380 |
94,274 |
|
- |
|
| Enyedi Matthew |
Managing DirectorOfficer |
• – – |
2020-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,697 |
|
-29% |
|
| White George Burton |
Managing Director |
• – – |
2019-12-06 |
4 |
AS |
$92.30 |
$1,910,975 |
D/D |
(20,703) |
28,809 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-12-06 |
4 |
OE |
$32.26 |
$667,879 |
D/D |
20,703 |
49,512 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-11-25 |
4 |
S |
$91.60 |
$1,207,380 |
D/D |
(13,181) |
8,089 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-11-25 |
4 |
OE |
$19.85 |
$261,643 |
D/D |
13,181 |
21,270 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-11-22 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,514 |
8,089 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2019-11-21 |
4 |
A |
$0.00 |
$0 |
D/D |
45 |
44,726 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2019-11-21 |
4 |
A |
$0.00 |
$0 |
D/D |
7 |
3,170 |
|
- |
|
| Riepe James S |
Director |
– • – |
2019-11-21 |
4 |
A |
$0.00 |
$0 |
D/D |
31 |
95,205 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2019-11-21 |
4 |
A |
$0.00 |
$0 |
D/D |
6 |
15,854 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2019-11-21 |
4 |
A |
$0.00 |
$0 |
D/D |
30 |
12,347 |
|
- |
|
| Putnam James S |
Director |
– • – |
2019-11-21 |
4 |
A |
$0.00 |
$0 |
D/D |
29 |
127,064 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-11-06 |
4 |
AS |
$86.25 |
$4,415,270 |
D/D |
(51,140) |
28,809 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-11-06 |
4 |
OE |
$23.41 |
$1,635,555 |
D/D |
51,140 |
79,949 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2019-11-05 |
4 |
GD |
$0.00 |
$0 |
D/D |
24,183 |
203,601 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2019-09-11 |
4 |
OE |
$32.26 |
$299,936 |
D/D |
9,087 |
29,894 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2019-09-10 |
4 |
AS |
$80.27 |
$2,578,496 |
D/D |
(32,120) |
20,807 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2019-09-10 |
4 |
OE |
$19.85 |
$1,034,646 |
D/D |
32,120 |
52,927 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2019-09-10 |
4 |
AS |
$80.00 |
$3,852,720 |
D/D |
(48,159) |
227,784 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2019-09-10 |
4 |
OE |
$31.60 |
$1,521,824 |
D/D |
48,159 |
275,943 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2019-09-10 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,062 |
227,784 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2019-09-07 |
4 |
D |
$76.90 |
$200,401 |
D/D |
(2,606) |
29,987 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2019-08-23 |
4 |
A |
$0.00 |
$0 |
D/D |
57 |
44,681 |
|
- |
|
1235 Records found
|
|
Page 20 of 50 |
|
|
0.23 (0.09%) 
