| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.60(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$180.95 - $273.91 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
101,656 |
115,144 |
131,167 |
429,278 |
| Total Sell Value |
$26,463,831 |
$29,519,807 |
$33,334,367 |
$101,113,965 |
| Total People Sold |
5 |
6 |
8 |
9 |
| Total Sell Transactions |
9 |
10 |
15 |
35 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Glavin William Francis Jr |
Director |
– • – |
2023-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
26 |
21,190 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2023-05-12 |
4 |
A |
$0.00 |
$0 |
D/D |
784 |
9,699 |
|
- |
|
| Ko Albert J |
Director |
– • – |
2023-05-12 |
4 |
A |
$0.00 |
$0 |
D/D |
784 |
957 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2023-05-12 |
4 |
A |
$0.00 |
$0 |
D/D |
1,290 |
11,767 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2023-05-12 |
4 |
A |
$0.00 |
$0 |
D/D |
1,290 |
42,090 |
|
- |
|
| Putnam James S |
Director |
– • – |
2023-05-12 |
4 |
A |
$0.00 |
$0 |
D/D |
1,290 |
135,236 |
|
- |
|
| Mulcahy Anne M |
Director |
– • – |
2023-05-12 |
4 |
A |
$0.00 |
$0 |
D/D |
1,290 |
34,384 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2023-05-12 |
4 |
A |
$0.00 |
$0 |
D/D |
1,290 |
13,527 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2023-05-12 |
4 |
A |
$0.00 |
$0 |
D/D |
784 |
19,973 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2023-05-12 |
4 |
A |
$0.00 |
$0 |
D/D |
1,290 |
21,164 |
|
- |
|
| Sethi Kabir |
Managing Director |
• – – |
2023-05-06 |
4 |
D |
$190.82 |
$352,445 |
D/D |
(1,847) |
11,737 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2023-05-04 |
4 |
B |
$180.23 |
$100,388 |
I/I |
557 |
2,775 |
2.1 |
34% |
|
| Eberhart Paulett |
Director |
– • – |
2023-04-24 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,870 |
19,189 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2023-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
12 |
10,477 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2023-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
9 |
22,059 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2023-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
8 |
12,237 |
|
- |
|
| Putnam James S |
Director |
– • – |
2023-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
17 |
133,946 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2023-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
24 |
19,874 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2023-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
6 |
8,915 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2023-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
31 |
40,800 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2023-02-27 |
4 |
AS |
$248.13 |
$1,101,449 |
D/D |
(4,439) |
25,196 |
|
-9% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2023-02-27 |
4 |
AS |
$244.82 |
$9,464,734 |
D/D |
(38,444) |
154,884 |
|
-9% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2023-02-27 |
4 |
AS |
$245.24 |
$1,183,882 |
D/D |
(4,809) |
23,852 |
|
-9% |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2023-02-27 |
4 |
AS |
$245.30 |
$1,750,480 |
D/D |
(7,111) |
12,644 |
|
-9% |
|
| Semerjian Dayton |
Managing Director |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$1,563,678 |
D/D |
(6,323) |
19,118 |
|
- |
|
1226 Records found
|
|
Page 4 of 50 |
|
|
1.32 (0.49%) 
