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| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.60(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$180.95 - $273.91 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
101,656 |
115,144 |
131,167 |
429,278 |
| Total Sell Value |
$26,463,831 |
$29,519,807 |
$33,334,367 |
$101,113,965 |
| Total People Sold |
5 |
6 |
8 |
9 |
| Total Sell Transactions |
9 |
10 |
15 |
35 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Semerjian Dayton |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
11,068 |
25,441 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
14,252 |
27,214 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$1,824,827 |
D/D |
(7,379) |
25,358 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
9,361 |
29,635 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$1,058,691 |
D/D |
(4,281) |
27,104 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
79,534 |
193,328 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2023-02-25 |
4 |
D |
$247.30 |
$9,773,049 |
D/D |
(39,519) |
181,682 |
|
- |
|
| Simonich Brent |
Principal Accounting Officer |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,086 |
6,773 |
|
- |
|
| Simonich Brent |
Principal Accounting Officer |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$87,792 |
D/D |
(355) |
5,687 |
|
- |
|
| Jambusaria Aneri |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
776 |
4,628 |
|
- |
|
| Jambusaria Aneri |
Managing Director |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$68,255 |
D/D |
(276) |
3,852 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
10,520 |
28,661 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$1,282,498 |
D/D |
(5,186) |
27,311 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
7,805 |
9,978 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$859,862 |
D/D |
(3,477) |
8,497 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
15,876 |
19,755 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$2,173,272 |
D/D |
(8,788) |
17,983 |
|
- |
|
| Sethi Kabir |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,476 |
13,584 |
|
- |
|
| Gates Greg |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
5,938 |
24,537 |
|
- |
|
| Gates Greg |
Managing Director |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$628,142 |
D/D |
(2,540) |
23,009 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2023-02-17 |
4 |
AS |
$246.91 |
$2,442,107 |
D/D |
(9,783) |
23,327 |
|
-13% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2023-02-16 |
4 |
AS |
$248.19 |
$1,983,038 |
D/D |
(7,990) |
33,110 |
|
-15% |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2023-02-13 |
4 |
AS |
$240.88 |
$4,962,330 |
D/D |
(20,519) |
24,555 |
|
-14% |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2023-02-13 |
4 |
OE |
$31.60 |
$648,400 |
D/D |
20,519 |
45,074 |
|
- |
|
| Jambusaria Aneri |
Managing DirectorOfficer |
• – – |
2023-02-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,128 |
|
-15% |
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1226 Records found
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Page 5 of 50 |
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